Equity Research Publishing Specialist - Supervisory Analyst

Citizens Bank

$110K — $130K *
US-AnywhereRemote in Baton Rouge, LA
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 10+ years of experience in Research Publishing, Equity Research, or Financial Services Operations.
  • Experience with supervisory review in a broker-dealer environment is essential.
  • Strong understanding of research publishing workflows and quality control processes.
  • Exceptional writing, editing, proofreading, and attention-to-detail skills.
  • Ability to manage multiple priorities in a fast-paced environment.
  • Strong communication and collaborative skills.
  • Hands-on experience with the BlueMatrix publishing platform is preferred.
  • BA/BS degree in English, Journalism, Communications, Finance, or a related field required.
  • FINRA Series 16 or Series 24 & Series 87 licenses needed or ability to obtain them promptly.

Responsibilities

  • Review, edit, and publish equity research reports and client-facing materials.
  • Perform supervisory reviews to ensure compliance with FINRA regulations and internal policies.
  • Verify accuracy and completeness of published materials including financial data and disclosures.
  • Coordinate publication timelines for timely dissemination of research products.
  • Utilize publishing tools like BlueMatrix for workflow and distribution management.
  • Collaborate with Research Analysts and Compliance on publishing-related issues.
  • Maintain established standards and quality controls in the publishing process.
  • Assist in process improvements aimed at enhancing operational efficiency and quality.

Benefits

  • Collaboration with a team of professionals in a fast-paced environment.
  • Opportunity to lead and influence the quality of research publications.
  • Potential for professional growth in a well-respected financial institution.
Full Job Description
Job Description

Citizens JMP Securities is seeking a Publishing Specialist (Supervisory Analyst) to support the production, review, supervision, and distribution of equity research. This individual will be responsible for ensuring research content is accurate, professionally presented, compliant with regulatory requirements, and published in a timely manner.

The Publishing Specialist serves as a key partner to Research Analysts, Compliance, and other stakeholders to support the efficient execution of the research publishing process.

Primary responsibilities include
  • Review, edit, and publish equity research reports, industry notes, thematic publications, earnings commentaries, and other client-facing materials
  • Perform supervisory review of research content to ensure compliance with FINRA regulations, internal policies, and required disclosures
  • Verify the accuracy, consistency, and completeness of published materials, including financial data, disclosures, and presentation standards
  • Coordinate publication timelines and ensure timely dissemination of research products
  • Utilize BlueMatrix and other publishing tools to manage workflow, approval, and distribution processes
  • Partner with Research Analysts/Associates and Compliance on publishing, disclosure, or regulatory issues
  • Maintain established publishing standards, quality controls, and operational procedures
  • Assist with process improvements and support departmental initiatives designed to enhance efficiency and quality


Qualifications, Education, Certifications and/or Other Professional Credentials
  • 10+ years of experience in Research Publishing, Equity Research, Financial Services Operations, or a related field
  • Experience supporting supervisory review and regulatory publishing requirements within a broker-dealer environment required
  • Strong understanding of research publishing workflows and quality control processes
  • Exceptional writing, editing, proofreading, and attention-to-detail skills
  • Ability to manage multiple priorities in a fast-paced, deadline-driven environment
  • Strong communication and collaboration skills
  • Hands-on experience with the BlueMatrix research publishing and distribution platform preferred
  • BA/BS degree required, preferably in English, Journalism, Communications, Finance, or a related field
  • FINRA Series 16 or Series 24 & Series 87 licenses required or ability to obtain within established timeframe


Hours & Work Schedule
  • Hours per Week: 40+
  • Work Schedule: Monday - Friday


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