SEI Investments

Director, Asset Management Attorney

SEI Investments$150K — $180K *
Oaks, PA 19456In-Person
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Juris Doctor degree from an accredited law school and active license to practice law in at least one U.S. jurisdiction.
  • 7-10 years of experience advising on matters in the asset management industry.
  • Strong knowledge of federal securities laws related to investment products and advisory businesses.
  • Ability to analyze complex legal issues and provide business-aligned advice.
  • Excellent skills in legal research, drafting, negotiation, and communication.
  • Proven capability to manage multiple priorities in a collaborative environment.
  • Strong integrity and professional judgment.

Responsibilities

  • Advise on the design, launch, governance, and distribution of various investment products.
  • Provide legal counsel on compliance with the Investment Company Act, SEC, and other regulations.
  • Support the operation and governance of proprietary investment products.
  • Serve as a trusted legal advisor for cross-functional business units.
  • Evaluate new products and strategic initiatives with business teams.
  • Draft and negotiate agreements for asset management activities.
  • Monitor legal and regulatory changes affecting investment advisers and registered funds.

Benefits

  • Comprehensive healthcare (medical, dental, vision, prescription, wellness).
  • 401(k) plan with matching contributions.
  • Tuition reimbursement for ongoing education.
  • Flexible Paid Time Off (PTO) that increases over time.
  • Paid parental leave and back-up childcare arrangements.
  • Paid volunteer days and a discounted stock purchase plan.
Full Job Description
The Attorney-Director will initially focus on SEI's SEC-registered fund complex, which includes approximately $110 billion in assets under management, while also supporting the broader transformation of SEI's asset management platform, distribution relationships, investment advisory activities, and related operating capabilities. This includes partnering with business, compliance, risk, operations, technology, and leadership teams as SEI evaluates new products, enhances existing offerings, expands distribution opportunities, and adapts to market, client, and regulatory change.

The successful candidate will be a practical, business-oriented attorney who can independently navigate complex legal and regulatory issues, exercise sound judgment, and translate legal requirements into clear, actionable guidance for stakeholders. The Attorney-Director will be a member of SEI's Legal, Compliance, Risk & Corporate Development Department, report to the Senior Director of the Asset Management Legal team, and contribute to a collaborative legal function that supports responsible innovation and the long-term evolution of SEI's asset management business.

What you will do:

Advise on Investment Products and Advisory Operations
  • Provide legal and regulatory advice regarding the design, launch, operation, governance, and distribution of investment products and solutions, including mutual funds, exchange-traded funds, collective investment vehicles, managed account programs, and other investment offerings.
  • Advise on matters arising under the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, applicable SEC and FINRA requirements, ERISA, and other relevant regulatory frameworks.
  • Support the ongoing operation and governance of SEI's proprietary investment products, including matters presented to fund boards, committees, and other governance bodies.
  • Counsel investment advisory and related operational teams on portfolio management, trading, valuation, disclosure, conflicts, fiduciary obligations, and regulatory change.


Partner with the Business
  • Serve as a trusted legal advisor to product, investment, distribution, operations, technology, compliance, and risk stakeholders.
  • Partner with business teams to evaluate new products, services, distribution arrangements, strategic partnerships, platform relationships, and other growth initiatives.
  • Provide practical guidance that balances legal and regulatory requirements with commercial objectives, client needs, operational considerations, and effective risk management.
  • Collaborate with colleagues across SEI's global legal, compliance, risk, corporate development, and business functions on cross-functional initiatives.


Support Distribution and Commercial Arrangements
  • Advise on the distribution of investment products across institutional, intermediary, retirement, advisory, and wealth management channels.
  • Draft, review, negotiate, and interpret investment management, distribution, servicing, platform, strategic partnership, and other agreements supporting asset management activities.
  • Assess disclosure, compensation, conflicts of interest, and regulatory considerations arising from product and distribution arrangements.


Manage Regulatory and Governance Matters
  • Monitor and evaluate legal, regulatory, and industry developments affecting investment advisers, registered funds, ETFs, and other investment products, and communicate their practical implications to stakeholders.
  • Support regulatory examinations, inquiries, audits, investigations, internal reviews, and remediation efforts.
  • Help develop scalable policies, governance frameworks, escalation processes, and controls that support responsible growth and effective regulatory compliance.
  • Manage outside counsel and other specialized advisors as appropriate.


What we need from you:
Required Qualifications
  • Juris Doctor degree from an accredited law school and active license to practice law in at least one U.S. jurisdiction.
  • Meaningful experience (7-10 years) advising registered investment companies, investment advisers, broker-dealers, financial institutions, or other participants in the asset management industry.
  • Strong working knowledge of federal securities laws and regulations applicable to registered investment products and advisory businesses.
  • Ability to independently analyze complex legal and regulatory issues and deliver practical, business-aligned advice.
  • Excellent legal research, drafting, negotiation, communication, and stakeholder management skills.
  • Demonstrated ability to manage multiple priorities, take ownership of matters, and operate effectively in a dynamic, collaborative environment.
  • High degree of integrity, professionalism, discretion, and sound judgment.

What we would like from you:
  • Experience advising on exchange-traded funds, including ETF product development or launches, ongoing operations, distribution, capital markets arrangements, disclosure, governance, or related legal and regulatory matters.
  • Experience supporting fund boards or other investment product governance bodies.
  • Experience with regulatory examinations or inquiries involving registered funds or investment advisers.
  • Experience working in-house at an asset manager, financial institution, or financial technology organization, or in an investment management practice at a law firm.


What Sets This Opportunity Apart

This role offers the opportunity to work on sophisticated legal, regulatory, governance, and strategic matters affecting a global asset management platform. The Attorney- Director will engage directly with business leaders, investment professionals, product teams, distribution partners, compliance and risk professionals, and other senior stakeholders. The position combines substantive investment management work with meaningful business engagement and the opportunity to help shape new products, operating models, and strategic initiatives.

Career Growth Opportunities

The position provides opportunities to broaden expertise across investment products, advisory operations, distribution, product governance, regulatory strategy, and enterprise initiatives. A successful Attorney-Director may take on increasingly complex matters, lead significant cross-functional workstreams, and expand leadership responsibilities within SEI's Legal, Compliance & Corporate Development organization.

Attributes We Value
  • Integrity and strong ethical standards
  • Sound judgment and accountability
  • Practical, solution-oriented thinking
  • Strong business acumen and strategic perspective
  • Intellectual curiosity and commitment to continuous learning
  • Clear communication and active listening
  • Collaboration and relationship building
  • Initiative, ownership, and responsiveness
  • Professional maturity and the ability to thrive in a fast-paced, get-it-done environment


SEI's competitive advantage:

To help you stay energized, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, a strong retirement plan, tuition reimbursement, support for working parents and flexible Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about.

Benefits include healthcare (medical, dental, vision, prescription, wellness, EAP, FSA), life and disability insurance (premiums paid for base coverage), 401(k) match, education assistance, commuter benefits, up to 11 paid holidays/year, 21 days PTO/year pro-rated for new hires which increases over time, paid parental leave, back-up childcare arrangements, paid volunteer days, a discounted stock purchase plan, investment options, access to thriving employee networks and more.

The position title reflected in this job description is aligned with SEI's current internal job architecture. As part of SEI's role and career framework, internal job titles may not directly correspond to external market titles and may differ from titles previously assigned during an employee's tenure or at the time of hire.

About SEI Investments

SEI Investments is a financial services company that provides investment processing, investment management, and investment operations solutions to institutional and personal wealth management clients. The company was founded in 1968 and is headquartered in Oaks, Pennsylvania. SEI Investments has a global presence with offices in North America, Europe, and Asia. The company's investment management solutions include mutual funds, exchange-traded funds (ETFs), and separately managed accounts. SEI Investments also provides technology solutions to financial institutions, including wealth management platforms and outsourcing services.
Learn more about SEI Investments
Size
4,371 employees
Market Cap
$7.8 billion
Industry
Net Income
$447.2 million
Founded
1968
5 Year Trend
+6.5%
Revenue
$1.6 billion
NASDAQ

Similar Jobs

More Jobs at SEI Investments

More Legal & Accounting Jobs

Find similar Director, Asset Management Attorney jobs: