The Goldman Sachs Group, Inc

Controllers Operations-Dallas-Associate-Regulatory Reporting - Portfolio Level

The Goldman Sachs Group, Inc • $95K — $115K *
Dallas, TX 75217In-Person
Finance & Insurance
Less than 5 years of experience
Today
Be an Early Applicant
Job Overview by Ladders

Qualifications

  • Bachelor's degree required
  • 3+ years in Financial Services, Regulatory Reporting, Compliance, Risk Management, or related field
  • Proficient in analyzing complex datasets with strong analytical skills
  • Advanced Excel skills; SQL proficiency preferred
  • Excellent written and verbal communication skills
  • Attention to detail with ability to prioritize effectively
  • Ability to influence cross-functional teams and stakeholders

Responsibilities

  • Develop expertise in beneficial ownership and regulatory reporting requirements
  • Monitor and ensure compliance with position limits and reporting obligations
  • Review and resolve reporting exceptions and control breaks
  • Manage escalation of reporting exceptions and regulatory risks
  • Collaborate with stakeholders to implement mitigation strategies
  • Analyze positions across various financial instruments for risk management
  • Prepare risk metrics and reporting updates for senior leadership

Benefits

  • Collaborative work environment with cross-functional teams
  • Opportunities for professional growth and development
  • Gain expertise in regulatory compliance and reporting
  • Engagement in strategic transformation initiatives
  • Support for leveraging advanced analytical tools and technologies
Full Job Description
Job Description

YOUR IMPACT

Are you looking to join a fast-paced team responsible for managing the firm's position reporting, beneficial ownership, and regulatory disclosure requirements? Within Controllers, the US Position Reporting team is seeking a motivated professional to partner with Business, Compliance, Legal, and Engineering teams to support critical regulatory obligations, risk management activities, and strategic transformation initiatives. This role offers the opportunity to develop expertise across US and global position reporting regulations, strengthen the firm's control environment, and contribute to initiatives that improve data quality, reporting accuracy, operational scalability, and risk management.

HOW YOU WILL FULFILL YOUR POTENTIAL
  • Develop expertise in beneficial ownership, large Option Position Reporting, major shareholder, exchange position, short position, and other regulatory disclosure requirements.
  • Monitor reporting obligations, position limits, and regulatory thresholds to ensure compliance with internal and external requirements.
  • Review daily exceptions, investigate control breaks and reporting issues, and drive remediation efforts across stakeholders.
  • Manage escalation processes related to reporting exceptions, threshold breaches, and regulatory risks.
  • Partner with Compliance, Legal, and Business stakeholders to implement mitigation strategies, including trading restrictions where required.
  • Analyze positions and exposures across equities, exchange-traded derivatives, OTC derivatives, convertible securities, and other financial instruments.
  • Support responses to regulatory inquiries, examinations, and requests from regulators including FINRA, SEC, and exchanges.
  • Interpret regulatory requirements and assess the impact of new products, business initiatives, and regulatory developments.
  • Design and enhance controls supporting the accuracy, completeness, and timeliness of reporting activities.
  • Collaborate with Engineering teams to improve data quality, automate manual processes, and enhance reporting infrastructure.
  • Participate in strategic initiatives, testing activities, and platform transformation programs.
  • Prepare risk metrics, management reporting, and updates for senior leadership.


SKILLS & EXPERIENCE WE'RE LOOKING FOR

Basic Qualifications
  • Bachelor's degree required.
  • Minimum 3 years of experience in Financial Services, Regulatory Reporting, Compliance, Risk Management, Audit, Operations, or a related field.
  • Strong analytical and problem-solving skills with the ability to work with large and complex datasets.
  • Advanced Excel skills; experience with SQL is preferred.
  • Strong written and verbal communication skills.
  • Strong attention to detail and ability to manage competing priorities.
  • Ability to work effectively across functions and influence stakeholders.
  • Demonstrated risk and control awareness.
  • Self-motivated, proactive, and team-oriented mindset.


Preferred Qualifications
  • Experience supporting position reporting, beneficial ownership, compliance, controls, audit, or risk management functions.
  • Knowledge of SEC, FINRA, CFTC, and exchange-related regulatory requirements.
  • Experience monitoring position limits, regulatory thresholds, and escalation frameworks.
  • Experience with equities, exchange-traded derivatives, OTC derivatives, and other complex financial products.
  • Experience supporting regulatory inquiries, examinations, audits, or remediation activities.
  • Experience working on strategic transformation, process improvement, or automation initiatives.
  • Experience in SQL, Alteryx, Tableau, Power BI, or similar data analytics tools.
  • Understanding of project management, testing methodologies, and change management processes.


Preferred Experience:

The ideal candidate will have 3-5 years of experience in financial services with exposure to regulatory reporting, compliance, risk management, operations, audit, business analysis, or project management functions. Candidates should demonstrate experience working with complex financial products, regulatory requirements, large datasets, control frameworks, and cross-functional stakeholders. Experience supporting beneficial ownership reporting, SEC and FINRA obligations, position limit monitoring, OTC derivative analysis, regulatory inquiries, and strategic transformation initiatives is a plus.

About The Goldman Sachs Group, Inc

The Goldman Sachs Group, Inc. provides investment banking, securities, and investment management services, as well as financial services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments concerning mergers and acquisitions, divestitures, corporate defense, risk management, and restructurings and spin-offs; and underwriting services comprising public offerings and private placements of a range of securities, loans, and other financial instruments, and derivative transactions. The company’s Institutional Client Services segment provides client execution services, such as fixed income, currency, and commodities client execution related to making markets in interest rate products, credit products, mortgages, currencies, and commodities; and equities related to making markets in equity products, as well as executes and clears institutional client transactions on stock, options, and futures exchanges. This segment also engages in the securities services business providing financing, securities lending, and other brokerage services to institutional clients, including hedge funds, mutual funds, pension funds, and foundations. Its Investing and Lending segment originates longer-term loans; and invests in debt securities, loans, public and private equity securities, real estate, consolidated investment entities, distressed assets, currencies, commodities, and power generation facilities. The company’s investment management segment provides investment products and services, as well as offers wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services.

The Goldman Sachs Group, Inc. Careers

Join the prestigious team at The Goldman Sachs Group, Inc., a global leader in finance and investments, and propel your career to new heights. Our firm is renowned for its commitment to excellence, innovation, and leadership in the financial sector.

Work You’ll Do

At Goldman Sachs, you will be part of a dynamic environment that fosters growth, diversity, and professional development. Engage in transformative projects that redefine the landscape of global finance, driven by a culture of high performance and continuous improvement.

Lead with Innovation and Leadership

Step into a role where your skills will be honed and your leadership capabilities enhanced. The Goldman Sachs Group, Inc. is at the forefront of merging financial expertise with technological innovation, creating a platform for you to lead impactful initiatives.

Join Our Diverse and Inclusive Team

Diversity and inclusion are at the core of our company culture. With employees from various backgrounds, Goldman Sachs thrives on the rich ideas and perspectives that this diversity brings. Here, every team member’s contribution is valued, and every voice is heard.

Explore Job Opportunities and Internships

Whether you’re seeking full-time employment or looking into internship opportunities, Goldman Sachs offers a range of positions that cater to different skills, experiences, and career aspirations. From analyst to executive positions, discover how you can contribute to our legacy of success.

Networking and Professional Growth

Goldman Sachs is not just a workplace. It is a community where you can build lasting relationships with colleagues and industry leaders. Our networking events, mentorship programs, and professional groups foster connections that can accelerate your career trajectory.

Benefits and Career Development

Invest in your future with Goldman Sachs’ unparalleled employee benefits and career development programs. From comprehensive health benefits to personalized career coaching and leadership training, we ensure that our team is equipped for success, both professionally and personally.

Prepare for Your Future

Ready to take the next step? Prepare your resume, sharpen your interview skills, and explore the vast array of job opportunities at The Goldman Sachs Group, Inc. Our hiring process is designed to identify and nurture talent, helping you to achieve your career goals.

Stay Connected

Keep up to date with the latest from Goldman Sachs Careers by subscribing to our job alert emails. Tailor your preferences to receive updates that match your career interests and stay ahead in the competitive financial sector.

Join The Goldman Sachs Group, Inc.

Embark on a rewarding journey with The Goldman Sachs Group, Inc. where your potential is limitless. Explore positions, read about our company culture, and apply today to become part of a team that values growth, leadership, and innovation.

SEARCH GOLDMAN SACHS JOBS

READ CAREERS BLOG

At The Goldman Sachs Group, Inc., your career is just the beginning – it’s an opportunity to excel and lead in the global financial industry. Join us and make your mark!
Learn more about The Goldman Sachs Group, Inc
Size
45,100 employees
Market Cap
$115.8 billion
Industry
Finance & Insurance
Net Income
$9.4 billion
Founded
1869
5 Year Trend
+11.3%
Revenue
$53.4 billion
NASDAQ
GS
* Ladders Estimates

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