As a Compliance Risk Management Lead Vice President within Compliance, Conduct and Operational Risk (CCOR), you will primarily lead exam management activities for the firm’s Monitoring and Testing Program, including coordination of regulatory examinations, internal audits, requests for information, evidence development, and leadership-ready reporting. In addition, you will support testing governance and oversight by partnering with Testing Center of Excellence (TCOE) and other stakeholders to help track test plan progress, oversee governance routines, monitor commitments and escalations, and promote consistent execution aligned with internal standards and regulatory expectations. Additionally, in this role you will help strengthen how we engage with regulators and internal auditors by delivering clear, timely, and well-governed responses that stand up to scrutiny, while also supporting strong governance and oversight of the Monitoring and Testing Program. You will work across teams to build evidence-backed submissions, oversee key testing governance routines, improve how we track and review deliverables, and keep documentation organized and audit-ready. If you enjoy solving complex problems, coordinating across stakeholders, and improving how work gets done, you will find meaningful impact here.   Job responsibilities • Serve as the point of contact (primary/secondary) for regulatory examinations, audits, and reviews relating to the Monitoring & Testing Program (governance and oversight). • Coordinate interactions and drive closure of requests between regulators, auditors, and internal stakeholders (1LOD and 2LOD) to support efficient, consistent information gathering and response development. • Manage regulatory meetings, document submissions, and end-to-end request workflows for the Monitoring and Testing Program. • Track and manage regulatory and audit requests, responses, formal commitments, findings, and remediation action plans.  • Produce regulatory metrics, leadership-ready status updates, and escalation reporting for senior management. • Support governance and oversight of the Testing Program agenda, including oversight of test plan development, progress, change management and alignment with regulatory requirements and internal standards. • Coordinate and facilitate governance routines between TCOE, CCOR, and business stakeholders to track milestones, resolve issues, and support timely progression of the test plan. • Monitor and report on program effectiveness, key risks, escalation themes, and regulatory commitments associated with the Monitoring & Testing Program. • Participate in special projects and strategic initiatives related to compliance testing governance, including research and analysis to support decision-making.   Required qualifications, capabilities and skills • Experience supporting regulatory examinations, internal audits, and/or risk and control governance. • Experience managing end-to-end request workflows, including intake, requirements clarification, stakeholder coordination, and delivery tracking. • Ability to draft and edit clear, evidence-backed written materials for senior stakeholders and external review. • Strong project management skills, including planning, prioritization, and managing multiple concurrent deliverables under tight deadlines. • Demonstrated ability to synthesize complex information from multiple sources into concise summaries and defensible narratives. • Working knowledge of control testing and issue management concepts (for example: testing methodology, coverage, results, and validation). • Proficiency with Microsoft Office tools (Excel, PowerPoint, Word, and Outlook) for tracking, reporting, and document management. • Ability to handle confidential information with sound judgment and attention to detail.   Preferred qualifications, capabilities and skills • Experience coordinating regulatory or audit responses, including evidence compilation and formal closure/archiving practices. • Experience creating executive-ready dashboards and status reporting. • Knowledge of the regulatory landscape. • Experience driving process improvement, standardization, or transformation initiatives. • Familiarity with using automation or generative AI tools to improve drafting, consistency, or efficiency (with appropriate controls).