Fulton Financial

Compliance Manager

Fulton Financial$101K — $169K *
US-AnywhereRemote in Lancaster, PA
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's Degree or equivalent experience in Accounting, Business Administration, Finance or related fields (Required)
  • 6+ years of experience in banking, financial services, risk management, compliance, or audit (Required)
  • 2+ years of experience in digital, technology, data science, or management information systems (Preferred)
  • 1+ years of project management experience in a highly-regulated industry (Preferred)
  • CRCM or relevant certification required within 12 months of hire (Required)

Responsibilities

  • Provide compliance advisory services and expertise for regulatory and operational changes across multiple domains.
  • Maintain up-to-date knowledge of banking laws and regulations relevant to the role.
  • Ensure consistent standards for communication, execution, documentation, and quality control in compliance activities.
  • Recruit, manage, and develop a high-performing compliance team, including performance evaluations and coaching.
  • Perform additional operational duties as assigned to enhance the Compliance Management system.

Benefits

  • Comprehensive medical plans with prescription drug coverage
  • Dental and vision insurance
  • 401(k) program with employer match
  • Paid time off and holiday pay
  • Educational assistance and wellness program with incentives
Full Job Description
Overview

This is a full-time career opportunity that can be remote.

 

The primary responsibility of this role is to manage a team of compliance professionals or third-party providers by providing direction, leadership and oversight to ensure proper Compliance program execution and performance management. Incumbents in this role will serve as the compliance subject matter expert for multiple disciplines or domains, which may include but is not limited to sets of requirements, business functions, processes, program elements, technology platforms, and workflow while promoting a culture of compliance within the organization.

Responsibilities
  • Provides compliance advisory services, guidance, expertise or effective challenge for regulatory change, product change, other initiatives, or business-as-usual operations in or for multiple disciplines or domains through numerous interaction channels, including email/phone, meetings, working groups/tasks forces, committees, change initiatives and projects.
  • Maintains proficiency in the banking laws, rules and regulations, supervisory trends and enforcement landscape for all covered domains, including keeping apprised of changes.
  • Ensures adherence to consistent standards for the communication, execution, documentation, quality control, and reporting of activities and results performed by others.
  • Recruits, hires, manages, and retains employees. Coaches, mentors, trains, and collaboratively establishes development goals and plans for direct reports to be successful in their roles. Plans, assigns and evaluates the work of staff, screens and selects candidates, monitors volume, workflow and quality, manages performance to include conducting performance appraisals, making pay recommendations, partnering with Human Resources to resolve employment related issues.

 

Additional Responsibilities
  • May be assigned additional duties to execute the Compliance Program, perform other operational responsibilities of the Department, or ensure the effectiveness of Fulton’s Compliance Management system.
Qualifications Education

Bachelor's Degree or the equivalent experience. Specialty: Accounting, Business Administration, Finance or other applicable. (Required)

Experience

6 or more years Banking, financial or insurance services, risk management, information technology, software development, systems/network administration, legal, regulatory, compliance or audit. (Required)

2 or more years digital, technology, management information systems, data science, data management, data analysis. (Preferred)

1 or more years experience implementing operational or compliance controls to achieve business outcomes, project management experience in a highly-regulated industry. (Preferred)

1 or more years supervisory or management experience. (Preferred)

Certifications

CRCM or other relevant certification/credentials before or within 12 months following incumbency. (Required)

Knowledge, Skills, and Abilities
  • Ability to convey verbal and/or written information and ideas clearly, concisely and professionally to individuals or groups (Required)
  • Ability to build trusting, effective relationships with staff and internal or external working partners (Required)

 

 Other Duties as Assigned by Manager

This role may perform other job duties as assigned by the manager. Each employee of the Organization, regardless of position, is accountable for reading, understanding and acting on the contents of all Company-assigned and/or job related Compliance Programs, regulations and policies and procedures, as well as ensure that all Compliance Training assignments are completed by established due dates. This includes but is not limited to, understanding and identifying compliance risks impacting their department(s), ensuring compliance with applicable laws or regulations, and escalating compliance risks to the appropriate level of management.

Pay Transparency

To provide greater transparency to candidates, we share base salary ranges on all job postings regardless of state. We set standard salary ranges for our roles based on the position, function, and responsibilities, as benchmarked against similarly sized companies in our industry. Specific compensation offered will be determined based on a combination of factors including the candidate’s knowledge, skills, depth of work experience, and relevant licenses/credentials. The salary range may vary based on geographic location.

 

The salary range for this position is $101,900.00 - $169,800.00 annually.

Additional Compensation Components

 

This job is eligible to receive equity in the form of restricted stock units. This job is eligible to participate in a short-term incentive compensation plan subject to individual and company performance.

Benefits

Additionally, as part of our Total Rewards program, Fulton Bank offers a comprehensive benefits package to those who qualify. This includes medical plans with prescription drug coverage; flexible spending account or health savings account depending on the medical plan chosen; dental and vision insurance; life insurance; 401(k) program with employer match and Employee Stock Purchase Plan; paid time off programs including holiday pay and paid volunteer time; disability insurance coverage and maternity and parental leave; adoption assistance; educational assistance and a robust wellness program with financial incentives. To learn more about your potential eligibility for these programs, please visit Benefits & Wellness | Fulton Bank.

About Fulton Financial

Fulton Financial Corporation is a U.S. regional financial services holding company, headquartered in Lancaster, Pennsylvania. Fulton Financial Corp. has over $26 billion in assets, operates more than 200 banking offices and 300 ATMs throughout Pennsylvania, Maryland, Delaware, New Jersey and Virginia through the following subsidiary banks: Fulton Bank, N.A., Fulton Bank of New Jersey, The Columbia Bank, Lafayette Ambassador Bank, FNB Bank, N.A. and Swineford National Bank. Fulton Financial Corporation specializes in community banking services, specialty banking services, and investment management services. The company was founded in 1882 and has been publicly traded since 1983.
Learn more about Fulton Financial
Size
3,200 employees
Market Cap
$2.8 billion
Industry
Net Income
$178 million
Founded
1882
5 Year Trend
+3.7%
NASDAQ

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