Norton Rose Fulbright

Compliance Lawyer

Norton Rose Fulbright$100K — $150K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Licensed to practice law in multiple states (preferably TX, NY, CA, MO, IL, DC)
  • Experience as an attorney required
  • Solid knowledge of US conflicts rules highly preferred
  • Excellent judgment and analytical skills
  • Strong communication skills for a multicultural environment
  • Mature judgment to interact with senior management
  • Ability to supervise and manage workflow of two analysts

Responsibilities

  • Advise on conflicts of interest for partners and attorneys
  • Collaborate with analysts for timely workflow and supervision
  • Interact with management on conflict resolution for various projects
  • Drive conflicts to resolution while managing a docket of 15-30 matters
  • Assist with enforcement of Global Practice Standards
  • Liaise with international Compliance Teams daily
  • Analyze conflict issues related to directorships and trusteeships
  • Review client letters for contractual conflict considerations

Benefits

  • Access to three medical plans, dental, vision, life, and disability insurance
  • 401(k) savings plan with profit-sharing options
  • Flexible spending accounts
  • Minimum of 20 days paid time off based on tenure
  • Minimum of 14 weeks paid parental leave
  • 11 Firm holidays
  • Fertility benefits to support family-forming journeys
Full Job Description

Job Description

The US Compliance Team consists, at present, of the Deputy General Counsel, two Assistant Deputy General Counsels, three Counsel and Senior Managers, as well as a team of Compliance Lawyers, Senior Compliance Analysts, Compliance Analysts and Client/Matter Intake Analysts. The US Compliance Team, in turn, works daily with Norton Rose Fulbright Compliance Teams in Australia, Canada, Europe, the Middle East and Asia. This position requires a commitment to work outside of regular business hours.

The role will report to a Counsel & Senior Manager, Compliance and Head of Compliance US and will liaise with Global Compliance Lawyers, Compliance Analysts, Norton Rose Fulbright US LLP partners, and other personnel.

Responsibilities include but are not limited to:

  • Advise partners, attorneys, and the Global Compliance Team regarding the identification and resolution of potential conflicts of interests, including the relevant legal and ethical considerations and commercial concerns.

  • Collaborate with a team of analysts to ensure consistent workflow and timely production, which includes specifically supervising the workflows and work products of at least two Compliance Analysts.

  • Interact with all levels of Norton Rose Fulbright US LLP Management to resolve potential conflict of interest issues or commercial concerns in the context of new matter intake, lateral hires, business development, and practice development projects.

  • Drive any conflict issues to full resolution and manage a docket of between 15 and 30 outstanding conflict matters at any given time.

  • Assist with enforcement and other issues related to Norton Rose Fulbrights Global Practice Standards addressing stock and share dealings, external appointments, prohibitions on bribery, corruption and discrimination, economic sanctions, anti-money laundering requirements, and (to some extent) cyber security considerations.

  • Liaise and interact with the Compliance Teams at Norton Rose Fulbright Australia, Norton Rose Fulbright Canada, and Norton Rose Fulbright LLP on a daily basis.

  • Analyze conflict issues surrounding directorships and trusteeships in order to maintain databases.

  • Review client relationship letters to identify contractual obligations to consider in the resolution of conflicts.

  • Deal with questions and concerns related to our policies related to share dealing.

Other duties

Please note this job description does not cover or contain all activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

Qualifications and experience:

  • Licensed to practice law in one or more States in which Norton Rose Fulbright US LLP has an office (particularly Texas, New York, California, Missouri, Illinois, and the District of Columbia).

  • Experience working as an attorney.

  • A thorough acquaintance with and working knowledge of US conflicts rules highly preferred.

  • Highly intelligent with excellent commercial judgment.

  • Strong written and oral communication skills and experience operating in a multi-cultural environment.

  • Sufficient maturity and judgment to work successfully and confidently with all levels including senior management and partners.

  • Be sufficiently confident to exercise risk-based judgment calls on a daily basis.

  • Be fully familiar with a lawyers duties regarding confidentiality, privilege and client care.

  • Highly analytical with an ability to anticipate potential problems and creatively propose/implement solutions.

  • Ability to effectively supervise the work product and daily workflow of two analysts; prior supervisory experience is preferred.

Norton Rose Fulbright US LLP is committed to providing employees with a comprehensive and competitive benefits package that supports you, your health, and your family. Benefit packages include access to three medical plans, dental, vision, life, and disability insurance. Employees can also access pre-tax benefits such as health savings and flexible spending accounts. Norton Rose Fulbright helps provide financial security by allowing employees to participate in a 401(k) savings plan and profit-sharing plans if eligible. Full- time employees are eligible to access fertility benefits designed to support fertility and family-forming journeys.

In addition to the Firms health and welfare benefits above, we offer a competitive paid time off plan, which provides a minimum of 20 days off based on your role and tenure with the firm. The firm offers a generous paid parental leave benefit allowing parents to take a minimum of 14 weeks of paid leave to bond with your newborn, or adopted child(ren). Employees are also entitled to 11 Firm holidays.

About Norton Rose Fulbright

Norton Rose Fulbright is a global law firm that provides legal services in various areas such as banking and finance, corporate, M&A, dispute resolution and litigation, intellectual property, real estate, and tax. The firm has more than 50 offices across the world and has a strong presence in the Americas, Europe, Asia Pacific, Africa, and the Middle East. Norton Rose Fulbright has a diverse client base that includes financial institutions, energy companies, infrastructure developers, and government entities. The firm is known for its innovative approach to legal services and has been recognized for its commitment to diversity and inclusion.
Learn more about Norton Rose Fulbright
Size
7,000 employees
Industry

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