Compliance Analyst
Meet the Team The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firm's compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.
What You'll Do - Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
- Monitor daily surveillance reports and exception-based alerts to identify potential areas of concern
- Review trade alerts thoroughly and escalate matters appropriately when warranted
- Support special compliance projects and broader team initiatives as assigned
- Maintain accurate, complete, and well-organized compliance books and records
What You Bring - 3+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
- Experience with equities and/or futures markets preferred
- Strong analytical skills, sound judgment, and clear communication abilities
- High attention to detail with the ability to manage competing priorities in a fast-paced environment
- Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus
Salary Range Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $145,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual's experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
