OverviewSusquehanna is looking for a Compliance Analyst to support core areas of our regulatory and policy framework including trader licensing and registration, the administration of our personal trading policy, and other responsibilities. This role is central to keeping our compliance operations running smoothly and ensuring our employees remain informed, registered, and in good standing. This is a great fit for someone who thrives in a structured environment, takes ownership of detail-oriented processes, and understands the importance of confidentiality in a financial services setting.
What You'll DoLicensing & Registration
- Coordinate trader licensing processes and track required industry exams
- Manage continuing education requirements and ensure timely completion
- Handle individual registrations with the appropriate Susquehanna entity
- Maintain accurate records of licensee status and upcoming renewal deadlines
Personal Trading Policy Administration
- Administer Susquehanna's personal trading policy on a day-to-day basis
- Serve as a point of contact for employee questions and requests related to the policy
- Conduct routine reviews to identify and address potential compliance gaps
- Escalate issues as appropriate and support ongoing policy improvements
What we're looking for- 5+ years of experience in roles that involve critical thinking, coordination, and project management
- High regard for sensitive and confidential information
- Attention to detail; meticulous accuracy in tracking and documentation
- Comfortable fielding inquiries from employees across the firm
- Systematic approach to managing recurring workflows
- Excel & SQL: Comfort working with data to support reviews and reporting
- A bachelor's degree is required
- Visa sponsorship for work authorization is not available for this position now or in the future.
If you're a recruiting agency and want to partner with us, please reach out to
[email protected]. Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.
