Compliance Analyst
As a Compliance Analyst on our team, you will have the opportunity to provide both high-level analysis and day-to-day support in connection with the Firm's compliance program. The role demands an ability to multi-task, work within a team as well as independently, and communicate effectively with business groups. It requires an individual who understands the necessity for confidentiality and professionalism at all times. If you are a sharp, dynamic individual who thrives in an ever-evolving environment and is motivated to make an impact, we would love to hear from you.
Responsibilities - Assist in the Firm's global compliance program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and inspections
- Manage the Firm's code of ethics/personal trading policies utilizing compliance software
- Liaise with employees to ensure all necessary personal trading information is provided to the Firm to enable trade monitoring in accordance with regulatory requirements
- Work on the personal trading program including personal trade disclosures, pre-approval requests and reconciliation
- Coordinate the Firm's compliance certification program
- Help with preparation, delivery, and tracking of relevant compliance trainings
- Facilitate the development of controls and system enhancements to improve the Firm's compliance program
- Aid with the internal compliance projects, such as preparing metrics of department projects and trend analysis
- Undertake ad-hoc compliance-related projects, as assigned
Qualifications - 3+ years' experience in financial services control functions, ideally Hedge Fund and Private Equity regulatory compliance experience or accounting, investor services, policy, audit or similar process-driven and detail-oriented experience in financial services
- Bachelor's degree from an accredited university or college with a strong academic record
- Strong attention to detail and organization skills, possess the ability to spot issues, and respond timely
- Outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
- Ability to prioritize in a fast paced, high pressure, constantly evolving environment with high urgency and ownership
- Ability to learn and develop ownership of systems
The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual's experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
