Mitsubishi UFJ Financial Group, Inc

Associate Director, Nexus, Regulatory Reporting

Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Post-secondary education in finance, accounting, mathematics, or related fields.
  • Professional qualifications such as ACA, ACCA, CPA, CIMA, or CFA desirable.
  • 3-7 years of experience in a regulatory reporting role.

Responsibilities

  • Oversee daily operations and liaise with investment managers and vendors.
  • Participate in and supervise system improvement initiatives.
  • Coordinate and review client regulatory reporting deliverables.
  • Collaborate with internal teams to meet deliverables for clients and vendors.
  • Assist in the development of regulatory reporting processes.
  • Attend pitches and meetings with clients and stakeholders.
  • Manage staff, assist in their training, and participate in performance reviews.

Benefits

  • Opportunities for professional development and training.
  • Collaborative work environment with various internal teams.
  • Exposure to high-profile clients and regulatory frameworks.
Full Job Description
Job Description
  • Oversee and liaise with investment managers and vendors for day-to-day operational assistance and issues.
  • Participate in and oversee various system improvement initiatives.
  • Co-ordinate and review all client regulatory reporting deliverables and associated reports as required.
  • Work with internal teams, such as Client Operations, Investor Operations, Client Integration, Legal, Vendor Management, Outsourcing and BPO etc. to ensure all internal and external deliverables are met
  • Assist in developing and improving regulatory reporting processes and procedures.
  • Assist with department resource planning and staff allocation.
  • Attending pitches to potential new clients, due diligence meetings, board/client meetings as required.
  • Build and maintain a strong relationship with clients and vendors.
  • Continue to carry out the core roles of the team, including the creation and preparation of regulatory reporting workings/reports when required
  • Develop an understanding of the regulatory reporting environment and assist in the creation of service offerings for our clients.
  • Ensure all fees are billed on time and collected in a timely manner.
  • Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
  • Keep up to date with applicable regulatory reporting requirements.
  • Manage the staff that report directly to you, assist in training team members and participate in their performance review process.
  • Monitor and manage the reporting deadlines for the services/clients that you and your staff are accountable for.


Qualifications
  • Post-secondary education with a concentration in finance, accounting, mathematics or related fields.
  • Professional qualification in ACA, ACCA, CPA, CIMA or CFA desirable. (Reg)
  • Have 3-7 years' experience in a regulatory reporting role.


Additional Information

This is a backfill position.

About Mitsubishi UFJ Financial Group, Inc

Mitsubishi UFJ Financial Group, Inc. (MUFG) is a Japanese financial services company headquartered in Tokyo, Japan. It is the holding company for the Mitsubishi UFJ Financial Group (MUFG), one of the largest financial groups in the world by assets. MUFG offers a wide range of financial services, including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. The company has a global presence, with operations in Asia, Europe, the Americas, and other regions. MUFG is committed to sustainability and social responsibility, and has implemented various initiatives to promote environmental protection, social welfare, and diversity and inclusion.
Learn more about Mitsubishi UFJ Financial Group, Inc
Size
135,049 employees
Market Cap
$85.1 billion
Industry
Net Income
$550.9 billion
5 Year Trend
-2.2%
NASDAQ

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