Assistant General Counsel, Retail Brokerage Platform

Vanguard Group, Inc.

$150K — $180K *
Legal & Accounting
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Minimum ten years related legal work experience.
  • Supervisory experience preferred.
  • Undergraduate degree or equivalent combination of training and experience.
  • Law degree (JD) preferred.

Responsibilities

  • Hire, evaluate, and supervise crew while setting performance standards.
  • Provide legal advice to business leaders on compliance with laws and regulations.
  • Facilitate case assignments, budgeting, and professional development for the team.
  • Review and approve legal documents and lead negotiations of complex agreements.
  • Counsel senior management on policies and changes in regulations affecting the business.
  • Represent the organization in complex legal proceedings to protect its interests.
  • Oversee outside counsel and manage related invoicing and evaluations.
  • Maintain up-to-date expertise in regulatory laws and industry developments.

Benefits

  • Professional development and training opportunities.
  • Dynamic work environment that encourages legal expertise and advocacy.
  • Exposure to high-stakes legal proceedings and complex agreements.
  • Networking opportunities with industry professionals and authorities.
Full Job Description
Core Responsibilities

1. Hires, evaluates, and supervises crew. Provides guidance and training as necessary to develop crew. Sets performance standards, reviews performance, and makes informed compensation decisions in accordance with all applicable Human Resources policies and procedures.

2. Acts as a subject matter expert and provides business leaders with legal advice on issues impacting Vanguard's business activities and investment products. Ensures that business activities, policies, practices, and transactions comply with all relevant laws and regulations.

3. Facilitates team operations including case assignment, budgeting, and professional development.

4. Reviews and approves legal documents such as regulatory filings, contracts, and correspondence of legal significance. Leads the negotiation of complex agreements.

5. Counsels senior management on policies, complex legal issues, and proposed changes in laws and regulations affecting Vanguard's business activities and investment products.

6. Represents the organization in the most complex, controversial, significant, or specialized legal proceedings before courts, government agencies, or other authorities so the organization's interests are protected.

7. Oversees the work being performed by outside counsel. Reviews and evaluates outside counsel invoices.

8. Maintains a high level of expertise in regulatory law, Vanguard?s business and products, and the investment industry. Stays abreast of industry and regulatory developments affecting Vanguard, and maintains affiliations with relevant industry, compliance, and risk associations. Builds and maintains an external network and keeps up to date on trends and best practices in the industry.

9. Participates in special projects and performs other duties as assigned.

Qualifications
  • Minimum ten years related legal work experience. Supervisory experience preferred.
  • Undergraduate degree or equivalent combination of training and experience. Law degree (JD) preferred.

Special Factors

Sponsorship
Vanguard is not offering visa sponsorship for this position.

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