The Goldman Sachs Group, Inc

Asset & Wealth Management, Private Wealth Management, Equity Structuring, Associate - Dallas

The Goldman Sachs Group, Inc$90K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree with minimum 3 years' experience in financial markets.
  • Impeccable attention to detail and time management skills.
  • Strong written and verbal communication skills.
  • Ability to think independently and analytically within a defined framework.
  • Motivated team player who can also work autonomously.
  • High degree of personal accountability with confidential information handling.
  • Strong Microsoft Office skills (Word, Excel, Outlook, PowerPoint).
  • Experience in equity trading and/or capital markets.

Responsibilities

  • Support the Single Stock Structuring Group as part of a global team.
  • Assist in drafting 10b5-1 plans and executing executive selling transactions.
  • Conduct due diligence on client restrictions related to SEC rules and executive roles.
  • Research and analyze client equity holdings through SEC filings and datasets.
  • Create client-facing marketing materials and provide education to clients.
  • Prepare internal and external materials on market trends and business updates.
  • Collaborate with partners to enhance platform and technology development.

Benefits

  • Collaborative global team environment.
  • Exposure to high-profile financial transactions.
  • Opportunity to develop skills in equity structuring and trading processes.
  • Access to professional development and compliance training.
  • Engagement with internal and external stakeholders for career growth.
Full Job Description
Job Description

YOUR IMPACT

Equity Structuring is currently seeking an Associate to work as part of the Single Stock Structuring team with a focus on 10b5-1 Plans, Executive Selling and Restricted Stock.

HOW YOU WILL FULFILL YOUR POTENTIAL
  • Work as part of a global team to support the functions of the Single Stock Structuring Group
  • Assist with drafting 10b5-1 plans and executing other executive selling transactions by working with private wealth advisors, the 10b5-1 trading team and internal partners such as Legal and Compliance
  • Conduct due diligence on client restrictions deriving from SEC rules, their executive role, and IPOs / M&A events
  • Research and analyze client equity holdings and transaction history through SEC filings and third-party datasets
  • Create client-facing marketing materials and work with colleagues to educate clients and prospects
  • Prepare internal and external materials such as business updates, datasets on important market trends and other updates related to 10b5-1 / executive selling and markets more broadly
  • Contribute to ongoing platform expansion and technology development through collaboration with business partners, trading and other stakeholders

SKILLS & EXPERIENCE WE'RE LOOKING FOR
  • Bachelor's degree with minimum of 3 years of experience in financial markets
  • Impeccable attention to detail, time management and organizational skills
  • Strong interpersonal and communication skills (written and verbal)
  • Ability to think independently and analytically within a defined framework
  • Motivated team player who takes initiative and has ability to work autonomously
  • High degree of personal accountability and ability to deal with sensitive and/or confidential information
  • Strong Microsoft Office skills (Word, Excel, Outlook, PowerPoint)
  • Experience in equity trading and/or capital markets
  • Experience with SEC rules and filings
  • Experience with Legal or Compliance workflows
  • SIE, Series 7 and 63 required (must be obtained within three months of employment)

About The Goldman Sachs Group, Inc

The Goldman Sachs Group, Inc. provides investment banking, securities, and investment management services, as well as financial services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments concerning mergers and acquisitions, divestitures, corporate defense, risk management, and restructurings and spin-offs; and underwriting services comprising public offerings and private placements of a range of securities, loans, and other financial instruments, and derivative transactions. The company’s Institutional Client Services segment provides client execution services, such as fixed income, currency, and commodities client execution related to making markets in interest rate products, credit products, mortgages, currencies, and commodities; and equities related to making markets in equity products, as well as executes and clears institutional client transactions on stock, options, and futures exchanges. This segment also engages in the securities services business providing financing, securities lending, and other brokerage services to institutional clients, including hedge funds, mutual funds, pension funds, and foundations. Its Investing and Lending segment originates longer-term loans; and invests in debt securities, loans, public and private equity securities, real estate, consolidated investment entities, distressed assets, currencies, commodities, and power generation facilities. The company’s investment management segment provides investment products and services, as well as offers wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services.

The Goldman Sachs Group, Inc. Careers

Join the prestigious team at The Goldman Sachs Group, Inc., a global leader in finance and investments, and propel your career to new heights. Our firm is renowned for its commitment to excellence, innovation, and leadership in the financial sector.

Work You’ll Do

At Goldman Sachs, you will be part of a dynamic environment that fosters growth, diversity, and professional development. Engage in transformative projects that redefine the landscape of global finance, driven by a culture of high performance and continuous improvement.

Lead with Innovation and Leadership

Step into a role where your skills will be honed and your leadership capabilities enhanced. The Goldman Sachs Group, Inc. is at the forefront of merging financial expertise with technological innovation, creating a platform for you to lead impactful initiatives.

Join Our Diverse and Inclusive Team

Diversity and inclusion are at the core of our company culture. With employees from various backgrounds, Goldman Sachs thrives on the rich ideas and perspectives that this diversity brings. Here, every team member’s contribution is valued, and every voice is heard.

Explore Job Opportunities and Internships

Whether you’re seeking full-time employment or looking into internship opportunities, Goldman Sachs offers a range of positions that cater to different skills, experiences, and career aspirations. From analyst to executive positions, discover how you can contribute to our legacy of success.

Networking and Professional Growth

Goldman Sachs is not just a workplace. It is a community where you can build lasting relationships with colleagues and industry leaders. Our networking events, mentorship programs, and professional groups foster connections that can accelerate your career trajectory.

Benefits and Career Development

Invest in your future with Goldman Sachs’ unparalleled employee benefits and career development programs. From comprehensive health benefits to personalized career coaching and leadership training, we ensure that our team is equipped for success, both professionally and personally.

Prepare for Your Future

Ready to take the next step? Prepare your resume, sharpen your interview skills, and explore the vast array of job opportunities at The Goldman Sachs Group, Inc. Our hiring process is designed to identify and nurture talent, helping you to achieve your career goals.

Stay Connected

Keep up to date with the latest from Goldman Sachs Careers by subscribing to our job alert emails. Tailor your preferences to receive updates that match your career interests and stay ahead in the competitive financial sector.

Join The Goldman Sachs Group, Inc.

Embark on a rewarding journey with The Goldman Sachs Group, Inc. where your potential is limitless. Explore positions, read about our company culture, and apply today to become part of a team that values growth, leadership, and innovation.

SEARCH GOLDMAN SACHS JOBS

READ CAREERS BLOG

At The Goldman Sachs Group, Inc., your career is just the beginning – it’s an opportunity to excel and lead in the global financial industry. Join us and make your mark!
Learn more about The Goldman Sachs Group, Inc
Size
45,100 employees
Market Cap
$115.8 billion
Industry
Net Income
$9.4 billion
Founded
1869
5 Year Trend
+11.3%
Revenue
$53.4 billion
NASDAQ

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