Join a dynamic team as a supervisor, providing compliance oversight on promotional materials while leading risk management initiatives to support Financial Advisors. Collaborate with various stakeholders and ensure adherence to regulatory requirements.

Empower our team by reviewing and approving promotional materials while leading risk management initiatives. Collaborate with Financial Advisors to ensure compliance, prioritize workflows, and provide valuable education in a dynamic environment.

Lead critical supervisory control initiatives, managing risk and compliance for promotional marketing efforts. Collaborate with advisors to ensure adherence to regulatory standards while delivering exceptional support to marketing activities.

Unlock business potential by managing client relationships and driving portfolio growth through strategic prospecting and financial advisory services, while ensuring compliance with regulatory standards and aligning with client needs.

Help us manage supervisory controls and risk within our Marketing Review team, ensuring compliance and providing guidance on promotional materials while fostering relationships with financial advisors and teams.