Lead the management of retail investment governance and compliance programs, interfacing with senior leaders and regulatory bodies. Drive risk assessments, develop policies, and enhance collaboration across business lines to ensure effective investment oversight.
Deliver comprehensive governance and compliance for RNDIP programs, collaborating across departments to ensure regulatory standards and risk management practices are met, while driving operational excellence and talent development in Wealth Management.
Elevate client relationships with high-net-worth individuals and families. Provide integrated financial services, manage relationship profitability, and drive portfolio growth through personalized advice and a comprehensive client approach.
Grow your career with us by supporting regulatory governance and risk management initiatives within investment management, ensuring compliance and enhancing operational effectiveness across the organization.
Drive impactful business solutions by developing, testing, and implementing diverse systems. Collaborate across departments to enhance functionality and ensure user satisfaction while maintaining compliance and quality standards.