Transform the advisor experience by driving the adoption of fee-based financial planning. Collaborate across teams to provide specialized guidance and resources, empowering advisors to deliver comprehensive advice that aligns with client needs.

Unlock HRIS potential through dedicated Tier II support, enhancing data integrity and processes while collaborating with HR teams to continuously improve the Workday platform and drive operational excellence.

Lead compliance efforts for investment advisers, ensuring adherence to regulations while enhancing policies, training, and strategic projects. Collaborate with cross-functional teams to modernize compliance practices and support growth in the financial services sector.

Unlock your potential by overseeing the investment adviser compliance program. Collaborate with executives and drive compliance initiatives while fostering a culture of ethical standards and continuous improvement in the financial services industry.

Lead comprehensive compliance initiatives within our investment adviser channel, ensuring adherence to regulatory standards while fostering collaboration with management teams. Drive innovation, training, and strategic improvements to enhance compliance culture.