Responsibilities 

• Increasing level of financial planning and investment knowledge through practice and advancing responsibility of planning teams and Wealth Advisors 

• Completes financial plans, investment reports, tax and estate analysis as requested 

• Vast majority of time is spent preparing for and in client meetings documenting task items and coordinating client service execution under the Associate Wealth Advisors and/or Wealth Advisor 

• Data and information gathering 

• Brings forth observations to Lead Advisors regarding clients 

• Limited oversight on simple projects and plans 

• Observing and learning complex planning 

• Attends networking events and begins to build relationships in the community and with COI peers 

Qualifications & Requirements 

• Basic level knowledge of financial planning, investment, and client relationship skills 

• Technology: Salesforce, Portfolio Accounting Software, DocuSign, Microsoft Suite, Planning Software 

• Experience with custodian interaction 

• Communicate effectively, both orally and in writing 

• Strong attention to detail with a high degree of accuracy and consistency 

• High standards of professionalism and confidentiality 

• Bachelors' degree in related field and working towards obtaining CFP credentials  

• Typically, 0-3 years’ experience 

Competencies 

• Financial planning and investment principles, including processes and procedures 

• Technology: Salesforce, Portfolio Accounting Software, DocuSign, Microsoft Suite, Planning & Investment Software 

• Proficiency with back-office process and custodians 

This position description is intended to provide a general overview of the expectations and responsibilities of this position and may not include all tasks that may be assigned. As the nature of business demands change, so may the functions of this position. Additional duties and responsibilities may be assigned with or without notice.