Charles Schwab

Sr. Manager, Valuation Oversight

Charles Schwab • $120K — $145K *
Lone Tree, CO 80124In-Person
Finance & Insurance
8 - 10 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Bachelor's degree in Finance, Accounting, Economics, or related field
  • 8+ years of experience in financial services, asset management, or investment operations
  • Strong knowledge of valuation frameworks like ASC 820 and the Investment Company Act of 1940
  • Experience with multiple asset classes, including equities, fixed income, and alternatives
  • Demonstrated ability to manage operational processes in regulated environments
  • Strong problem-solving skills and analytical abilities
  • Leadership experience in cross-functional initiatives

Responsibilities

  • Provide strategic oversight of third-party fund administration and pricing services
  • Lead complex valuation reviews and support fair value determinations
  • Collaborate with senior stakeholders to influence key valuation decisions
  • Drive process innovation and operational efficiency through automation
  • Shape valuation methodologies for evolving asset classes
  • Evaluate risk and ensure compliance with regulatory standards
  • Present findings and recommendations to governance committees and senior leadership

Benefits

  • Eligibility for bonus or incentive opportunities
Full Job Description
Schwab Asset Management (SAM) is a leading asset manager focused on delivering investment solutions across mutual funds, exchange-traded funds (ETFs), and separately managed accounts (SMAs). The Valuation Oversight team plays a critical role in maintaining the integrity of fund pricing and valuation practices, helping ensure compliance with regulatory requirements while supporting sound investment governance. Through close partnership with portfolio management, trading, fund accounting, technology, and risk functions, the team helps protect shareholder interests and strengthen operational excellence across the business.

As a Senior Manager, Valuation Oversight, you will provide strategic oversight of third-party fund administration and pricing service providers, ensuring securities are valued in accordance with established valuation policies, regulatory standards, and governance requirements. You will lead complex valuation reviews, support fair value determinations, and influence key decisions through analytical insights, risk assessment, and collaboration with senior stakeholders. This role offers the opportunity to drive process innovation, enhance operational efficiency through automation and emerging technologies, and shape valuation methodologies for traditional and evolving asset classes. Success in this role requires strong decision-making, the ability to navigate complex regulatory environments, and a proactive approach to solving business challenges while partnering across internal and external stakeholder groups.

What you have

Required Qualifications

  • Bachelor’s degree in Finance, Accounting, Economics, or a related field
  • 8+ years of experience in financial services, asset management, fund operations, valuation oversight, fund accounting, or related investment operations environments
  • Strong knowledge of valuation and regulatory frameworks, including ASC 820, Rule 2a-5, GAAP, and the Investment Company Act of 1940
  • Experience supporting the valuation of multiple asset classes, including equities, fixed income securities, private investments, derivatives, and other complex investments
  • Demonstrated ability to oversee critical operational processes, evaluate risk, and make sound business decisions in a highly regulated environment
  • Strong analytical and problem-solving skills with the ability to assess complex valuation matters and recommend appropriate courses of action
  • Experience leading cross-functional initiatives, managing competing priorities, and driving process improvements
  • Strong written and verbal communication skills with experience presenting information to governance committees, senior leadership, or similar stakeholder groups
  • Advanced Microsoft Excel skills and proficiency with Microsoft Office applications
  • Ability to work independently while effectively collaborating across diverse teams and business functions

Preferred Qualifications

  • Experience with Bloomberg Terminal
  • Experience with mutual funds, ETFs, and separately managed accounts (SMAs)
  • Experience developing or evaluating valuation methodologies for alternative investments, including private equity, private credit, or digital assets
  • Experience managing vendor relationships and third-party service provider oversight
  • Experience with Microsoft Copilot or other AI-enabled productivity tools
  • Experience with Eagle Pricing Center or similar exception-based price validation platforms
  • Experience using Alteryx or other data analytics and process automation tools
  • Knowledge of operational efficiency, workflow automation, and continuous improvement methodologies
  • CFA, CPA, or progress toward an advanced professional certification

 

In addition to the salary range, this role is eligible for bonus or incentive opportunities.

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Finance & Insurance
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ
SCHW
* Ladders Estimates

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