Wells Fargo

Senior Retail Equities Trader

Wells Fargo$90K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 4+ years of Retail Equities Trading experience or equivalent
  • FINRA Series 7, Series 63, and Series 57 licenses required
  • Extensive equity trading experience; options trading preferred
  • Strong understanding of trading desk operations and U.S. equity markets
  • Knowledge of regulatory changes and market structure proposals
  • Proven analytical skills with meticulous attention to detail
  • Bachelor's degree in business or related field preferred.

Responsibilities

  • Develop understanding of internal order entry platforms and order routing systems
  • Execute equity and ETF orders for diverse client types
  • Manage client orders ensuring best execution and compliance
  • Support financial advisors with market insights and execution solutions
  • Contribute to desk policies and ensure consistent understanding
  • Analyze trading-related technology issues and escalate as necessary
  • Utilize data analytics to enhance systems and drive efficiencies
  • Collaborate with colleagues and trading desk leadership.

Benefits

  • Comprehensive training and development opportunities
  • Collaborative work environment with experienced professionals
  • Access to industry-leading market insights and tools
  • Potential for advancement within Wells Fargo
  • Support for professional licensing and certifications.
Full Job Description

In this role, you will:

  • Develop an in-depth understanding of internal order entry platforms, order routing systems, execution venues, and other sources of equity and ETF order flow
  • Execute equity and ETF orders from financial advisors, internal/external money managers, and self-directed retail clients
  • Manage client orders efficiently, ensuring best execution and compliance with regulatory requirements
  • Support financial advisors and internal client service teams with market insights, trading strategies, and execution solutions
  • Contribute to the development of desk policies and procedures and ensure consistent understanding across trading desk personnel
  • Review and analyze trading-related technology issues and other potential risk events, including communication and escalation to trading desk leadership
  • Utilize data analytics to drive system enhancements and efficiencies
  • Collaborate and consult with trading desk colleagues, trading desk managers, and other internal partners

Required Qualifications:

  • 4+ years of Retail Equities Trading experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Successfully completed FINRA Series 7, Series 63, and Series 57 exams (or FINRA recognized equivalents) to qualify for immediate registration

Desired Qualifications:

  • Extensive equity trading experience, some options trading preferred
  • In-depth understanding of trading desk operations, order management platforms, market data systems, and U.S. equity markets
  • Knowledge of current regulatory and market structure changes and proposals
  • Experience collaborating with financial advisors or other investment professionals
  • Strong analytical skills with attention to detail, accuracy, and multi-tasking abilities
  • Ability to work in a fast-paced, deadline driven environment
  • Bachelor's degree, preferably in business

Job Expectations:

  • This position is not eligible for Visa sponsorship.
  • Specific compliance policies may apply regarding outside activities or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process.
  • Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position.  In addition, state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards.  Wells Fargo will initiate the FINRA review process at the time of offer acceptance.

Posting End Date:

2 Aug 2026

*Job posting may come down early due to volume of applicants.

About Wells Fargo

Wells Fargo Careers

Joining Wells Fargo means becoming part of a distinguished financial institution that has been a cornerstone of innovation and leadership in the banking industry. At Wells Fargo, we offer a plethora of job opportunities designed to empower your career growth and development in a diverse and inclusive environment.

Work You’ll Do

At Wells Fargo, you will be part of a team that values diversity and is committed to fostering an inclusive culture. We are looking for professionals who are eager to drive innovation and lead with integrity. Our employees are our greatest asset, and we invest in their professional growth through comprehensive leadership and diversity training programs that are recognized industry-wide.

Explore a Multitude of Career Paths

Whether you're interested in a position in finance, IT, customer service, or management, Wells Fargo has career opportunities in various fields. Our team members benefit from job stability, competitive benefits, and a culture that values and rewards performance and dedication.

Internship Programs

Kickstart your career with a Wells Fargo internship. Our programs provide invaluable industry exposure, professional skills development, and networking opportunities that often lead to full-time employment offers. Interns at Wells Fargo work on real projects, solve actual challenges, and gain the mentorship of seasoned professionals.

Professional Growth and Development

We believe in nurturing the potential of our employees. Wells Fargo offers robust training programs and resources to help every team member excel in their current roles and prepare for future challenges. Growth at Wells Fargo is not just about climbing the career ladder but expanding your skills and expertise to add value to our team and customers.

Benefits and Rewards

Wells Fargo is committed to the well-being of our team members. We offer a comprehensive benefits package that includes health care, retirement plans, and generous paid time off. Additionally, we provide unique perks like employee discounts, adoption assistance, and tuition reimbursement.

Join Our Team

Discover the opportunities waiting for you at Wells Fargo by exploring open positions that match your skills and interests. We are continuously hiring and looking for individuals who bring creativity, passion, and a drive to serve our customers.

Stay Connected

Keep up to date with the latest from Wells Fargo Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and get insider tips on crafting the perfect resume and acing your interview.

Networking and Innovation

At Wells Fargo, networking and innovation go hand in hand. We encourage our employees to connect across departments and roles to foster new ideas and strategies that lead to groundbreaking solutions.

Empower Your Career

Step into a role at Wells Fargo where your skills will be honed, your achievements recognized, and your career can flourish. We're not just filling positions; we're building leaders who are equipped to navigate the complexities of the financial world. Join Wells Fargo today and be part of a team that’s redefining the future of banking.
Learn more about Wells Fargo
Size
246,577 employees
Market Cap
$155.2 billion
Industry
Net Income
$3.3 billion
Founded
1852
5 Year Trend
-5.9%
NASDAQ

Similar Jobs

More Jobs at Wells Fargo

More Finance & Insurance Jobs

Find similar Senior Retail Equities Trader jobs: