circle

Senior Regulatory Compliance Manager

circle$172K — $222K *
US-Anywhere
+ 25 other locationsRemote
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 10+ years of experience in compliance or regulatory roles in financial institutions
  • Expertise in implementing and maintaining regulatory compliance programs
  • Proven track record in developing regulatory change management initiatives
  • Strong analytical skills for interpreting laws and regulations
  • Effective communicator experienced in cross-functional presentations
  • Knowledgeable about financial technology, cryptocurrency, and blockchain
  • Ability to thrive in a fast-paced, evolving environment with multiple projects

Responsibilities

  • Drive the strategy and execution of the Regulatory Change Management Program
  • Identify and implement process improvements for efficiency
  • Timely identification and management of regulatory changes
  • Facilitate partnerships among cross-functional teams to present risks and changes
  • Coordinate remediation efforts and escalate risks when needed
  • Prepare reports for the Regulatory Change Management Program
  • Support internal/external regulatory examinations and manage compliance documentation

Benefits

  • Remote work opportunity
  • Focus on inclusivity within the financial sector
  • Commitment to transparency in operations
  • Encouragement for professional learning and mentorship
  • Dynamic workplace culture with a sense of humor
Full Job Description
What you'll be responsible for:

Circle is looking for a Senior Manager to join the Regulatory Assurance team who will help to create a central global function focused on developing a best in class compliance management system, supporting all regional and core compliance team functions. This team is responsible for compliance risk management through a combination of development, assessment, and oversight of key compliance programs throughout Circle.

Specifically, as a key second line of defense role, you will be responsible for managing the development and implementation of Circle's Regulatory Change Management Program. You will coordinate and oversee all regulatory changes, including the identification, assessment, and partnership with cross-functional teams to ensure compliance with new or changes to existing regulatory obligations. You will clearly define the stakeholder's roles and responsibilities as well as deliverables and timelines in an effort to help drive satisfactory results.

What you'll work on:
  • Driving the strategy, framework, and execution of the Regulatory Change Management Program.
  • Identifying and implementing process enhancements to drive an efficient Program.
  • Ensuring all applicable regulatory changes are identified in a timely manner, tracked, assessed, and processed through the Program.
  • Leading partnerships with the various cross-functional teams presenting the changes, risks, mapping the applicability, and following up any open items.
  • Coordinating closely any remediation effort and escalating identified risks.
  • Managing reports for the Regulatory Change Management Program.
  • Supporting internal and external regulatory examinations by preparing necessary documentation, coordinating closely with cross-functional partners, and tracking the timely remediation of any identified findings.
  • Supporting submission of regulatory reports, validating data accuracy, and ensuring strict adherence to compliance reporting obligations across applicable jurisdictions.


What you'll bring to Circle:
  • 10+ years experience in compliance, regulatory, or related discipline within a financial institution.
  • Detailed knowledge and experience in regulatory compliance program implementation and ongoing maintenance.
  • Experience developing and implementing a comprehensive regulatory compliance change management program.
  • Excellent ability to analyze Laws, Rules and Regulations.
  • Experience working with and presenting to cross functional team leaders.
  • Passionate about financial technology and the disruptive potential of cryptocurrency and blockchains, are a team player with a sense of humor, and enjoy learning but also mentoring.
  • Comfortable working in an evolving and growing environment that is prone to changes, and managing multiple projects simultaneously.
  • Comfortable working autonomously and independently with minimal guidance and strong attention to detail, but are also capable of working collaboratively as part of a team.
  • Experience/familiarity with Slack, Apple MacOS and GSuite.


Circle is on a mission to create an inclusive financial future, with transparency at our core. We consider a wide variety of elements when crafting our compensation ranges and total compensation packages.

Starting pay is determined by various factors, including but not limited to: relevant experience, skill set, qualifications, and other business and organizational needs. Please note that compensation ranges may differ for candidates in other locations.

Base Pay Range: $172,500 - $222,500

#LI-Remote

About circle

Circle is a global financial technology firm that enables businesses of all sizes to harness the power of digital currency and public blockchains for payments, commerce and financial applications worldwide. Circle's platform has supported over 100 million transactions worth tens of billions of dollars, with nearly 10 million retail customers, over a thousand businesses, while storing and securing more than $5 billion in digital currency assets. Circle is also a principal developer of USD Coin (USDC), which together with Coinbase and the Centre Consortium oversees the standards and protocol for what has become the fastest growing, regulated, fully-reserved stablecoin. USDC now stands at well over $10 billion market cap and is adding nearly $300 million net new digital dollars in circulation every week. Today, Circle's transactional services, business accounts, and platform APIs are giving rise to a new generation of financial services and commerce applications that hold the promise of raising global economic prosperity for all through programmable internet commerce.
Learn more about circle
Size
300 employees
Industry
Founded
2013

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