CapTrust

Risk Specialist

CapTrust$100K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 3-5 years of experience in cybersecurity risk management or related field.
  • Proficient in analyzing vulnerabilities and vendor security assessments.
  • In-depth knowledge of the vulnerability management lifecycle.
  • Familiar with frameworks like NIST CSF and ISO 27001.
  • Experience with vulnerability management tools such as Rapid7 or Tenable.
  • Understanding of financial services regulations like SEC and GDPR.
  • Strong analytical and communication skills to influence stakeholders.
  • Ability to manage multiple priorities in a collaborative environment.

Responsibilities

  • Analyze vulnerability assessments and third-party security reviews considering various risk factors.
  • Collaborate with various departments to identify and mitigate cybersecurity risks.
  • Manage the lifecycle of vulnerabilities and third-party risks, driving remediation efforts.
  • Conduct due diligence for vendor security and recommend risk mitigation strategies.
  • Develop and maintain third-party risk management policies and governance processes.
  • Drive initiatives addressing end-of-life technologies and vendor security gaps.
  • Assist in developing threat intelligence processes for emerging risks.
  • Report cybersecurity metrics, including KRIs and KPIs, to leadership.
  • Support compliance by aligning risk practices with regulations and frameworks.
  • Build relationships with stakeholders to enhance risk management practices.

Benefits

  • Comprehensive medical, dental, and vision insurance.
  • 401(k) retirement plan.
  • Life insurance coverage.
  • Annual cash bonus opportunity.
Full Job Description
Job Description Summary:
Focus Financial Partners is seeking a proactive and detail-oriented Senior Risk Operations Specialist to support and strengthen our organization's Cybersecurity program. This role is responsible for supporting key risk pillars: Vulnerability Management and Risk Management. A successful candidate will have knowledge of one or more of these areas and be able to assist with writing policy and process, supporting deployment of technology and handling incident response in a variety of environments. The candidate will also manage and maintain cybersecurity dashboards to track key performance indicators (KPIs) across all partner firms.

This role can be based in New York, NY or St Louis. MO.

Job Description:

Primary Responsibilities
  • Analyze vulnerability assessments and third-party security reviews, considering environmental, procedural, and business risk factors-not just technical severity scores.
  • Partner with Infrastructure, Security Engineering, Enterprise Risk Management, Vendor Management, Legal, Compliance, Procurement, and business stakeholders to identify, assess, and mitigate cybersecurity risk.
  • Manage the lifecycle of vulnerabilities and third-party risks by tracking findings, driving remediation efforts, facilitating risk acceptance, and validating issue resolution.
  • Conduct cybersecurity due diligence for new and existing vendors, evaluate security controls, and recommend practical risk mitigation strategies and compensating controls.
  • Develop and maintain third-party risk management (TPRM) policies, procedures, vendor assessment questionnaires, and governance processes.
  • Drive remediation initiatives for end-of-life and unsupported technologies, vendor security gaps, and other identified cyber risks.
  • Assist in developing threat intelligence and exposure management processes to identify emerging risks affecting the organization and its third-party ecosystem.
  • Develop, track, and report cybersecurity and third-party risk metrics, including Key Risk Indicators (KRIs) and Key Performance Indicators (KPIs), to leadership.
  • Support regulatory, audit, and compliance initiatives by ensuring cybersecurity and third-party risk practices align with applicable regulations and industry frameworks.
  • Build strong relationships with internal stakeholders and third-party partners to promote effective risk management and continuous improvement across the cybersecurity program.


Qualifications
  • 3-5 years of experience in cybersecurity risk management, vulnerability management, third-party risk management, or a related cybersecurity discipline.
  • Experience analyzing vulnerabilities, conducting vendor security assessments, and managing remediation efforts across technical and business stakeholders.
  • Knowledge of the vulnerability management lifecycle, including discovery, validation, prioritization, remediation, verification, exception management, and risk acceptance.
  • Familiarity with cybersecurity frameworks such as NIST CSF, ISO 27001, or similar industry standards.
  • Experience with vulnerability and exposure management platforms such as Rapid7, Tenable, Qualys, CrowdStrike, or similar tools.
  • Knowledge of financial services regulations and security requirements, including SEC, FINRA, Regulation S-P, GDPR, and CCPA.
  • Strong analytical, communication, and relationship management skills with the ability to influence technical and non-technical stakeholders.
  • Ability to manage multiple priorities in a fast-paced, highly collaborative environment.
  • Industry certifications such as CISSP, CISM, or GIAC certifications are preferred.
  • Prior experience in a financial services or multi-partner environment is preferred.


This position is an exempt position. The annualized base pay range for this role is expected to be between $100,000-$130,000base salary compensation range. Actual base pay may vary based on factors including, but not limited to, experience, subject matter expertise, geographic location where work will be performed, and the applicant's skill set. The base pay is just one component of the total compensation package. Other rewards may include an annual cash bonus and a comprehensive benefits package, including but not limited to medical, dental, vision, life insurance, and 401(k). Please note that the job title is subject to change based on the selected candidate's experience and education.

About CapTrust

CapTrust is a financial services firm that provides investment advisory, fiduciary, and consulting services to institutional investors, retirement plan sponsors, and high net worth individuals. The company was founded in 1997 and is headquartered in Raleigh, North Carolina. CapTrust has over 800 employees and manages over $50 billion in assets. The company's services include investment consulting, fiduciary services, financial planning, and wealth management. CapTrust has been recognized as one of the fastest-growing RIAs in the country and has received numerous awards for its growth and client service.
Learn more about CapTrust
Size
800 employees
Industry
Founded
1989

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