EPIQ Systems

Risk and Compliance Manager

EPIQ Systems$110K — $130K *
US-AnywhereRemote in Ontario, CA
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Business Administration, Finance, or related field
  • 7-10 years of experience in risk and compliance management
  • Strong analytical thinking and problem-solving skills
  • Proficient in developing compliance programs and regulatory processes
  • Certified Risk and Compliance Management Professional (CRCMP) preferred

Responsibilities

  • Manage risk and compliance programs
  • Ensure adherence to regulatory requirements
  • Conduct risk assessments and mitigation strategy development
  • Provide strategic insights for risk mitigation
  • Collaborate with departments to enhance compliance processes

Benefits

  • Focus on employee engagement and building high-performing teams
  • Encouragement of strong, trust-based partnerships across teams
  • Opportunities for professional development and talent pipeline building
  • Support for effective communication and storytelling during decision-making processes
  • Commitment to continuous improvement and operational excellence
Full Job Description
Job Description:
Job Summary

The Risk and Compliance Manager is responsible for managing risk and compliance programs, ensuring regulatory compliance, and providing strategic insights to mitigate risks. This role requires strong leadership, analytical thinking, and expertise in risk and compliance management.

Essential Job Responsibilities
  • Manage risk and compliance programs.
  • Ensure regulatory compliance and adherence to regulatory requirements.
  • Conduct risk assessments and develop risk mitigation strategies.
  • Provide strategic insights and recommendations to mitigate risks.
  • Collaborate with other departments to improve compliance processes.


Qualifications & Requirements
  • Education: Bachelor's degree in Business Administration, Finance, or related field.
  • Experience: 7-10 years of experience in risk and compliance management.
  • Skills:
    • Analytical Thinking
    • Business Innovation
    • Communication
    • Compliance Programs
    • Detail-Oriented
    • End-to-End Project Management
    • General Operations Management
    • Prioritization
    • Professional Collaboration
    • Regulatory Compliance Management
    • Regulatory Requirements
    • Report Development
    • Reporting and Analysis
    • Risk Analysis
    • Risk Assessments
    • Risk Management
  • Certifications: Certified Risk and Compliance Management Professional (CRCMP) preferred.
  • Physical Requirements: Ability to work in an office environment and perform tasks that may require sitting, standing, and using office equipment.


Epiq Leadership Compass

Builds Talented Teams

Builds and develops inclusive, high-performing teams aligned to strategic goals for exceptional talent and business results.
  • Focus on employee engagement
  • Build a strong talent pipeline


Fosters Relationships & Collaboration

Builds trust and alignment through open communication, shared goals, and strong partnerships to drive collective success.
  • Build trust-based partnerships
  • Nurture long-term relationships
  • Remove collaboration barriers
  • Celebrate cross-team success


Engages & Influences

Inspires action and alignment through clear communication, purposeful influence, and a compelling vision.
  • Use storytelling to build buy-in
  • Align communication with organizational goals
  • Guild alignment through strong engagement


Maximizes Performance

Sets and reinforces performance standards that drive results, ensure accountability, and align with Epiq's goals.
  • Use data to identify improvement opportunities
  • Make informed decisions
  • Align team goals with boarder strategy
  • Empower teams to manage their own goals
  • Translate vision into clear priorities
  • Prepare for disruptions with strong change management


Achieves Operational Success

Drives continuous improvement and operational excellence through smart processes, data insights, and quality execution.
  • Improve workflows for team efficiency
  • Use clear documentation and expectations
  • Resolve issues quickly using data and feedback

About EPIQ Systems

Epiq Systems is a global provider of technology-enabled solutions for the legal industry. The company offers a wide range of services, including eDiscovery, document review, bankruptcy, and class action administration. Epiq Systems serves law firms, corporations, and government agencies around the world. The company was founded in 1988 and is headquartered in Kansas City, Kansas.
Learn more about EPIQ Systems
Size
1,500 employees
Industry
Founded
1988
NASDAQ

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