Caterpillar, Inc

Regulatory Compliance Analyst

Caterpillar, Inc$74K — $118K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years of experience in regulation or compliance within the insurance industry.
  • Strong understanding of U.S. insurance regulatory frameworks and compliance requirements.
  • Ability to interpret and summarize complex statutes and regulatory bulletins.
  • Proficient in producing documentation related to insurance filings and producer licensing.
  • Exceptional attention to detail and accuracy in reporting and documentation.

Responsibilities

  • Perform insurance filing and producer licensing documentation tasks.
  • Coordinate compliance communications regarding regulatory changes.
  • Assist in reviewing and interpreting new insurance regulations.
  • Recommend improvements to current compliance processes.
  • Support research efforts related to insurance statutes and regulations.

Benefits

  • Medical, dental, and vision benefits.
  • Paid time off, including vacations and holidays.
  • 401(k) savings plans with employer contributions.
  • Flexible Spending Accounts (FSAs) for healthcare.
  • Comprehensive employee assistance program for mental health and well-being.
  • Career development opportunities, including tuition reimbursement.
  • Disability and life insurance benefits.
Full Job Description

Career Area:

Job Description:

Role Definition
Assist in research, coordinate, plan and comply with state regulatory requirements in the U.S. for the Caterpillar Insurance Company and insurance affiliates related to rates, forms, other filings, and producer licensing.

Responsibilities
•    Perform tasks related to insurance filing and producer licensing and insurance regulation documentation.
•    Coordinate communications related to compliance issues and regulatory changes related to producer licensing and filings.
•    Assist in the review, research, and interpret new statutes, regulations, and bulletins from various insurance regulatory agencies.
•    Recommend new processes and changes to current procedures.

Skills Descriptors
 

Business Ethics: Knowledge of practices, behaviors, applicable laws, rules, and regulations governing proper business conduct; ability to demonstrate ethical behavior in diverse situations.
 

Level Working Knowledge: 
•    Documents the ethical considerations involved in carrying out business activities.
•    Participates in resolving issues involving business ethics.
•    Describes several types of issues covered by organizational code of ethics.
•    Follows procedures for reporting violations, investigating breaches and taking disciplinary actions.
•    Describes potential rewards of ethical behavior and consequences of unethical behavior.

Information Capture: Knowledge of the methods, channels and processes to obtain needed information; ability to identify, capture and document relevant business information in an auditable, organized, understandable and easily retrievable manner.
 

Level Basic Understanding: 
•    Identifies information capture needs in own area.
•    Describes key benefits, drawbacks and rationale for documenting relevant information.
•    Provides examples of the risks associated with failing to record relevant information.
•    Explains organizational methods for documenting, identifying and recording information.

Standard Operating Procedures: Knowledge of established standard operating procedures (SOP); ability to design, implement and evaluate standard operating procedures affecting daily and strategic business operations in order to increase operational efficiency.
 

Level Basic Understanding: 
•    Compiles current research relevant to standard operating procedures.
•    Explains usage of standard operating procedures in business operations.
•    Describes main issues and considerations when using standard operating procedures.
•    Identifies key features and functions of standard operating procedures.

Accuracy and Attention to Detail: Understanding the necessity and value of accuracy; ability to complete tasks with high levels of precision.
 

Level Working Knowledge: 
•    Accurately gauges the impact and cost of errors, omissions, and oversights.
•    Utilizes specific approaches and tools for checking and cross-checking outputs.
•    Processes limited amounts of detailed information with good accuracy.
•    Learns from mistakes and applies lessons learned.
•    Develops and uses checklists to ensure that information goes out error-free.
 

Effective Communications: Understanding of effective communication concepts, tools and techniques; ability to effectively transmit, receive, and accurately interpret ideas, information, and needs through the application of appropriate communication behaviors.
 

Level Working Knowledge: 
•    Delivers helpful feedback that focuses on behaviors without offending the recipient.
•    Listens to feedback without defensiveness and uses it for own communication effectiveness.
•    Makes oral presentations and writes reports needed for own work.
•    Avoids technical jargon when inappropriate.
•    Looks for and considers non-verbal cues from individuals and groups.

Problem Solving: Knowledge of approaches, tools, techniques for recognizing, anticipating, and resolving organizational, operational or process problems; ability to apply knowledge of problem solving appropriately to diverse situations.
 

Level Working Knowledge: 
•    Identifies and documents specific problems and resolution alternatives.
•    Examines a specific problem and understands the perspective of each involved stakeholder.
•    Develops alternative techniques for assessing accuracy and relevance of information.
•    Helps to analyze risks and benefits of alternative approaches and obtain decision on resolution.
•    Uses fact-finding techniques and diagnostic tools to identify problems.

Relationship Management: Knowledge of relationship management techniques; ability to establish and maintain healthy working relationships with clients, vendors, and peers.
 

Level Basic Understanding: 
•    Provides examples of the characteristics of effective business relationships.
•    Identifies key business relationships in own organization.
•    Describes the nature of a productive business relationship.
•    Explains the benefits of building business partnerships.

Compensation & Benefits: 

Summary Pay Range: 

$74,124.00 - $118,608.00 

  

Compensation and benefits offered may vary depending on multiple individualized factors, job level, market location, job-related knowledge, skills, individual performance, and experience. Please note that salary is only one component of total compensation at Caterpillar.  

Benefits: 

Subject to plan eligibility, terms, and guidelines. This is a summary of the benefits. 

  • Medical, dental, and vision benefits* 

  • Paid time off plan (Vacation, Holidays, Volunteer, etc.) * 

  • 401(k) savings plans* 

  • Health Savings Account (HSA)* 

  • Flexible Spending Accounts (FSAs)* 

  • Health Lifestyle Programs* 

  • Employee Assistance Program* 

  • Voluntary Benefits and Employee Discounts* 

  • Career Development* 

  • Incentive bonus* 

  • Disability benefits 

  • Life Insurance 

  • Parental leave 

  • Adoption benefits 

  • Tuition Reimbursement 

        

* These benefits also apply to part-time employees 

This Job Description is intended as a general guide to the job duties for this position and is intended for the purpose of establishing the specific salary grade.  It is not designed to contain or be interpreted as an exhaustive summary of all responsibilities, duties and effort required of employees assigned to this job.  At the discretion of management, this description may be changed at any time to address the evolving needs of the organization.  It is expressly not intended to be a comprehensive list of essential job functions as that term is defined by the Americans with Disabilities Act.



This position requires working onsite five days a week.

 

Visa Sponsorship is not available for this position.

Posting Dates:

August 25, 2026 - September 1, 2026

About Caterpillar, Inc

Progress Rail Services Corporation, a Caterpillar company, is one of the largest integrated and diversified suppliers of railroad and transit system products and services worldwide. Since its acquisition by Caterpillar Inc. in 2006, Progress Rail has used the Caterpillar international footprint to gain quick and widespread notice and approval across the globe. Product technology, reliability and durability, along with legendary aftermarket parts and service support, have been their keys to success. Caterpillar is the world's leading manufacturer of construction and mining equipment, diesel and natural gas engines and industrial gas turbines. The technology and world reach of Caterpillar, combined with the service standard and historical reliability of Progress Rail, ensures their products and services make a growing impact on the world rail industry. With their acquisition of Electro-Motive Diesel (EMD), Progress Rail is the world's largest builder of diesel-electric locomotives for all commercial railroad applications including freight, intercity passenger, commuter, switching, industrial and mining. EMD is also a global provider of diesel power engines for marine propulsion, offshore and land based oil well drilling rigs and stationary power generation. Electro-Motive is the only diesel engine manufacturer of its size to have produced more than 70,000 engines. This success stems from product reliability, serviceability, load acceptance capability, low operating costs and ease of maintenance with standardized components.

Caterpillar, Inc. Careers

Join the robust team at Caterpillar, Inc., a global leader in construction and mining equipment, where innovation drives everything we do. As part of our team, you'll engage in work that improves the world and furthers your career with every project you touch.

Work You’ll Do

At Caterpillar, Inc., you will have the opportunity to contribute to a variety of groundbreaking projects that extend across the globe. Our commitment to leadership in the industry is unwavering, and we achieve it through a culture that fosters diversity and leadership development.

Explore Job Opportunities and Growth

Caterpillar offers a wide range of job opportunities and career paths, providing a platform for professional growth and development. Whether you're interested in engineering, sales, marketing, or management, Caterpillar has a position that will utilize your unique skills and talents. We are continuously hiring innovative minds to propel our mission forward and maintain our status as industry leaders.

Internship Programs

Kickstart your career with a Caterpillar internship. Our internships provide invaluable workplace experience and networking opportunities that often lead to full-time employment at our company. As an intern, you will work alongside experienced professionals and gain insights that will benefit you as you advance in your career.

Benefits and Culture

Choosing a career at Caterpillar means more than just having a job. It means you're part of a team that values diversity and is committed to creating an inclusive environment. We offer competitive benefits to ensure the health and well-being of our employees and their families. These benefits include health insurance, retirement plans, and paid time off, alongside unique perks like professional development and diversity training programs.

Innovation and Leadership

Drive innovation and industry leadership as part of the Caterpillar team. We empower our employees to lead from their first day on the job, encouraging continuous improvement and career advancement. At Caterpillar, your ideas will shape the future of our business and the industries we serve.

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Prepare for Your Interview

Make a great first impression. Prepare for your interview at Caterpillar by reviewing common questions and practicing your responses. Tailor your resume to highlight the experiences and skills that make you the ideal candidate for the position you are applying for. At Caterpillar, Inc., every role offers the chance to make an impact. Come be a part of our team and drive the future of our global industries. Your career at Caterpillar is not just about what you'll accomplish, but how you'll grow and the innovation you'll lead. Join us and build a career that matters.
Learn more about Caterpillar, Inc
Size
107,700 employees
Market Cap
$125.3 billion
Industry
Net Income
$2.9 billion
Founded
1925
5 Year Trend
+5.8%
Revenue
$41.7 billion
NASDAQ

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