Capital One Financial Corporation

Regulatory Affairs Operations & Reporting Associate

Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Strong organizational skills and attention to detail
  • Critical thinking and analytical problem-solving capabilities
  • Excellent written and verbal communication skills
  • Ability to thrive in a fast-paced, dynamic environment
  • Understanding of risk management principles
  • Empathetic collaboration with stakeholders and regulatory agencies

Responsibilities

  • Facilitate examiner onboarding with logistics and readiness management
  • Identify and execute continuous improvement opportunities within the team
  • Manage logistics for on-site examiner teams across multiple locations
  • Handle correspondence and document flow with regulatory agencies
  • Support regulatory data collection and management for business insights
  • Design and deploy AI-driven tools to enhance operational efficiency

Benefits

  • Comprehensive health, financial, and wellness benefits
  • Support for personal well-being through inclusive programs
  • Performance-based incentives including cash bonuses and long-term incentives
Full Job Description
Regulatory Affairs Operations & Reporting Associate

Capital One’s Regulatory Affairs function is responsible for managing all interactions with Federal Banking Regulators. We provide key advisory consulting to senior management on supervision and emerging regulatory trends, while championing risk management thought leadership. The Reporting, Operations, and Analytics (ROA) team supports this mission by driving operational excellence and providing comprehensive enablement for our Regulatory Affairs liaisons.

We are seeking an associate to play a pivotal role in ensuring Capital One proactively responds to the evolving regulatory landscape and meets commitments to regulators in a timely manner. In this role, you will partner with our Regulatory Affairs liaisons providing essential operational support, data-driven insights, and process improvements that drive successful engagement outcomes. This position offers direct engagement with federal regulators and internal leadership, providing a strong platform for professional growth within our regulatory affairs and risk management organizations.

An ideal candidate possesses the following:

  • Demonstrate a strong dedication to organization and meticulous attention to detail

  • Engage in critical thinking and analytical problem-solving.

  • Exhibit excellent written and verbal communication competencies.

  • Excel within a dynamic, fast-paced environment subject to shifting priorities.

  • Comprehend and value the principles of risk management.

  • Demonstrate empathy when collaborating with internal stakeholders and regulatory agencies.

Responsibilities:

  • Facilitate seamless examiner onboarding by managing end-to-end logistics for examination readiness (e.g., application provisioning and access, coordinating facility access)

  • Drive process excellence by identifying and executing continuous improvement opportunities within the Regulatory Affairs team

  • Govern facility logistics and maintenance for large-scale on-site examiner teams across multiple sites, ensuring operational readiness

  • Manage critical correspondence and document flow between the Company and regulatory agencies, utilizing secure portals to maintain data integrity and compliance

  • Support the end-to-end lifecycle of regulatory data collection and management, enabling actionable business insights and a proactive approach to regulatory matters

  • Champion operational efficiency by designing and deploying AI-driven tools that automate manual workflows and streamline regulatory processes

Basic Qualifications:

  • High School Diploma, GED, or equivalent certification

  • At least 2 years of experience in Risk Management or Process Management

Preferred Qualifications:

  • Bachelor9;s Degree or military experience

  • At least 1 year of Compliance, Legal, Regulatory or Operations experience

  • At least 3 years of experience supporting, partnering and interacting with internal and external business clients

  • At least 2 years of experience using Tableau, SQL, or other analytics tools

  • Excellent verbal presentation and written communication skills


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA: $81,700 - $93,300 for Risk SpecialistRichmond, VA: $74,200 - $84,700 for Risk Specialist










Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate9s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

About Capital One Financial Corporation

Chevy Chase Bank is the greater Washington region's largest locally-owned banking institution providing a complete array of financial products and services to consumers and businesses in Maryland, Virginia, and the District of Columbia. The Bank, which is headquartered in Bethesda, Maryland, has approximately 250 branches and over 1,000 ATMs, more than anyone else in the greater Washington market. Chevy Chase Bank currently has over $16 billion in assets and services over 1 million customers. For more information about Chevy Chase Bank, please visit chevychasebank.com.

Capital One Financial Corporation Careers

Join the vibrant team at Capital One Financial Corporation, a leader in the financial services industry, where innovation meets purpose-driven leadership. As one of the most forward-thinking companies in banking, Capital One is the perfect place to jumpstart or advance your career with a myriad of job opportunities in various fields.

Work You’ll Do

At Capital One, we are committed to excellence and setting our team members up for success. By joining our dynamic team, you will engage in meaningful work that makes a real difference. From developing cutting-edge technology to crafting personalized financial solutions, every position at Capital One is geared towards redefining the future of banking.

Innovate and Lead

Capital One is not just a company; it's a hub of innovation and leadership. We empower our professionals to lead with their ideas and see them come to life. Our culture thrives on diversity and the unique perspectives each team member brings. Here, your skills in networking, problem-solving, and leadership will not only be valued but also nurtured through professional development and diversity training.

Grow Your Career

Capital One is deeply invested in the growth and development of its employees. With robust training programs, mentorship, and resources for professional enhancement, we ensure that your career trajectory aligns with your personal and professional goals. Whether it’s rising through the ranks or switching tracks via internal job opportunities, your growth is our priority.

Internship and Employment Opportunities

For those starting their journey, Capital One offers enriching internship programs that provide a glimpse into the culture and work ethic that drives our success. Interns gain hands-on experience, valuable insights, and the opportunity to network with leaders across the company. For seasoned professionals, we offer positions that challenge your expertise while encouraging balance and innovation.

Benefits and Culture

Choosing to work at Capital One means opting for a lifestyle where your well-being is prioritized. Our benefits package is designed to support you both at work and in your personal life, encompassing health, finance, and family. The inclusive culture at Capital One ensures that everyone, regardless of background, has the opportunity to thrive.

Join Our Team

Explore the various career paths available at Capital One and discover how your skills and passions can align with our mission. We are continuously hiring across multiple disciplines, eager to welcome curious, creative, and driven individuals to our team.

Stay Connected

Keep up to date with the latest in career opportunities and company news by joining our network. Tailor your job alerts to match your career preferences and get insider tips that can transform your application process, from crafting your resume to acing your interview.

Search Capital One Jobs

Ready to take the next step in your career? Search open positions that match your skills and interests. At Capital One, your next job opportunity could be the gateway to a fulfilling and prosperous career.

Read Careers Blog

Stay ahead with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. Capital One Financial Corporation is not just a company—it's a place where you can make an impact. Discover the opportunities waiting for you in a career at Capital One. Join us and shape the future of banking with your vision, skills, and enthusiasm.
Learn more about Capital One Financial Corporation
Size
51,500 employees
Market Cap
$34.1 billion
Industry
Net Income
$2.7 billion
Founded
1994
5 Year Trend
+2.4%
NASDAQ

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