Regulatory Affairs Operations & Reporting Associate
Capital One’s Regulatory Affairs function is responsible for managing all interactions with Federal Banking Regulators. We provide key advisory consulting to senior management on supervision and emerging regulatory trends, while championing risk management thought leadership. The Reporting, Operations, and Analytics (ROA) team supports this mission by driving operational excellence and providing comprehensive enablement for our Regulatory Affairs liaisons.
We are seeking an associate to play a pivotal role in ensuring Capital One proactively responds to the evolving regulatory landscape and meets commitments to regulators in a timely manner. In this role, you will partner with our Regulatory Affairs liaisons providing essential operational support, data-driven insights, and process improvements that drive successful engagement outcomes. This position offers direct engagement with federal regulators and internal leadership, providing a strong platform for professional growth within our regulatory affairs and risk management organizations.
An ideal candidate possesses the following:
Demonstrate a strong dedication to organization and meticulous attention to detail
Engage in critical thinking and analytical problem-solving.
Exhibit excellent written and verbal communication competencies.
Excel within a dynamic, fast-paced environment subject to shifting priorities.
Comprehend and value the principles of risk management.
Demonstrate empathy when collaborating with internal stakeholders and regulatory agencies.
Responsibilities:
Facilitate seamless examiner onboarding by managing end-to-end logistics for examination readiness (e.g., application provisioning and access, coordinating facility access)
Drive process excellence by identifying and executing continuous improvement opportunities within the Regulatory Affairs team
Govern facility logistics and maintenance for large-scale on-site examiner teams across multiple sites, ensuring operational readiness
Manage critical correspondence and document flow between the Company and regulatory agencies, utilizing secure portals to maintain data integrity and compliance
Support the end-to-end lifecycle of regulatory data collection and management, enabling actionable business insights and a proactive approach to regulatory matters
Champion operational efficiency by designing and deploying AI-driven tools that automate manual workflows and streamline regulatory processes
Basic Qualifications:
High School Diploma, GED, or equivalent certification
At least 2 years of experience in Risk Management or Process Management
Preferred Qualifications:
Bachelor9;s Degree or military experience
At least 1 year of Compliance, Legal, Regulatory or Operations experience
At least 3 years of experience supporting, partnering and interacting with internal and external business clients
At least 2 years of experience using Tableau, SQL, or other analytics tools
Excellent verbal presentation and written communication skills
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $81,700 - $93,300 for Risk SpecialistRichmond, VA: $74,200 - $84,700 for Risk Specialist
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate9s offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.