Policy Compliance

Sumitomo Mitsui Financial Group, Inc. • $110K — $130K *
Charlotte, NC 28269In-Person
Finance & Insurance
5 - 7 years of experience
Reposted Today
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Job Overview by Ladders

Qualifications

  • 7 years of experience in data governance and management.
  • Expertise in regulatory requirements and industry best practices.
  • Strong understanding of data storage systems and integration tools.
  • Ability to coordinate data initiatives across teams effectively.
  • Experience with documentation creation including data dictionaries and relational tables.

Responsibilities

  • Advise business unit leads on corporate data standards and practices.
  • Audit corporate data sources for accuracy and quality.
  • Create and maintain data documentation for organizational structure.
  • Run reports to assess compliance with data standards.
  • Collaborate with IT to design secure and integrated data structures.
  • Train employees on proper data standards application.
  • Engage with application developers to automate data processes.

Benefits

  • Hybrid work model with flexibility to work from home or office.
  • Opportunity to engage with compliance teams to ensure adherence to regulations.
  • Collaboration with interdisciplinary teams to foster best practices in data management.
Full Job Description
Role Description

The Data Management Department Americas Division (DMDAD) of the Chief Data & Analytics Officer (CDAO) works with group companies and functional areas on a wide range of data driven initiatives that will help accelerate SMBC's data maturity journey. This includes ensuring the quality, integrity, and useability of the company's critical data assets.

Reporting to the AD Head of Data Governance and Reference Data, the Data Governance Policy Compliance VP will be primarily responsible for supporting the implementation of Enterprise Data Governance Framework with focus on policy adoption and compliance, controls framework performance, and regulatory and audit response.

Role Objectives

  • Support and coordinate with SMBC entities and business functions on enterprise Data Governance strategy roll out including establishing, managing and implementing policy adoption plans, compliance metrics, communications and training
  • Produce recommendations for enterprise-wide Data Governance guiding principles, policies, standards, processes and practices in alignment with SMBCAD's Chief Data & Analytics Office
  • Identify improvement opportunities to streamline processes and maximize efficiencies within the Data Governance program
  • Interface with Functional Data Officers and other enterprise stakeholders on Data Governance policies and standards; ensure roles and responsibilities related to data are understood and implemented across businesses
  • Support key Data Transformation projects across the organization as Subject Matter Expert in Data Governance
  • Assists in the remediation of Audit and Regulatory feedback on issues related to Data Governance


Qualifications and Skills

  • 10+ years of experience, Banking or Finance industry preferred in a Data Governance, Data Controls, Policy Compliance or related area
  • Bachelor's/University degree required; Master's degree preferred
  • Strong communication and presentation skills; ability to communicate business ideas and topics to technical and nontechnical audience
  • Ability to collaborate with and successfully contribute to cross-functional teams and work with people from regions around the world
  • Ability to influence people outside the immediate span of control, negotiate and resolve conflicts, and work with stakeholders in various departments of the firm, or across lines of defense
  • Ability to work under pressure, operate comfortably in a fast-paced, demanding environment, and manage a significant workload with minimal supervision
  • Highly organized individual with exceptional attention to details, strong sense of accountability and collaboration skills
  • Working knowledge of Data Governance, Data Operating Model practices, and Data Compliance within medium/large, financial institutions
  • Knowledge of SQL and Collibra is a plus
  • MS Office (Word, Advanced Excel Formulas, Power Point), MS Project and Visio.
  • Familiarity with PowerBI or Tableau

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.

About Sumitomo Mitsui Financial Group, Inc.

Sumitomo Mitsui Financial Group, Inc. Careers

There has never been a more opportune time to join the dynamic team at Sumitomo Mitsui Financial Group, Inc. (SMFG)—a leading force in the financial services industry recognized for its leadership in innovation and diversity.

Explore Job Opportunities

Sumitomo Mitsui Financial Group, Inc. offers a plethora of job opportunities that cater to a variety of skills and interests. The company is renowned for its commitment to professional growth and leadership development, making it an ideal environment for ambitious individuals looking to advance their careers.

Experience Professional Growth

At SMFG, career advancement is not just a possibility but a priority. The company supports its team members with extensive training programs, including leadership development and diversity training, ensuring that every employee has the tools and knowledge necessary to succeed.

Join a Diverse and Inclusive Team

Diversity and inclusion are at the core of the company culture at Sumitomo Mitsui Financial Group, Inc. With a global team that values unique perspectives and fosters a collaborative and inclusive environment, SMFG is a place where everyone can thrive.

Internship Programs

For those starting their career journey, SMFG offers internship programs that provide a robust foundation in the financial sector. Interns gain invaluable experience, working alongside seasoned professionals and engaging in projects that offer real-world applications of their studies.

Benefits and Culture

Sumitomo Mitsui Financial Group, Inc. is dedicated to not only attracting but also retaining top talent by offering competitive benefits that enhance both personal and professional life. The company culture promotes work-life balance, employee well-being, and continuous learning.

Innovative Work Environment

Innovation is a key driver of SMFG’s success. Employees are encouraged to bring forward-thinking ideas to the table and are provided with the resources to transform these ideas into actionable solutions that drive the financial industry forward.

Networking and Career Development

Networking opportunities within SMFG are abundant. Employees are encouraged to connect with colleagues and industry leaders through various platforms and events, enhancing their professional network and opening doors to myriad career opportunities.

Apply for a Position

Sumitomo Mitsui Financial Group, Inc. is actively hiring and looking for talented individuals who are passionate, curious, and driven. Explore open positions that match your skills and interests on the SMFG careers page.

Stay Connected with SMFG Careers

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Prepare for Your Interview

Aspiring to join SMFG? Prepare your resume to reflect your best self and gear up for the interview process where you can showcase your skills and passion for finance and innovation.

Career Opportunities Await

At Sumitomo Mitsui Financial Group, Inc., the potential for professional development and personal growth is limitless. Discover the exciting and rewarding career opportunities that await at SMFG, where every position contributes to the company’s global success and leadership in the financial industry.
Learn more about Sumitomo Mitsui Financial Group, Inc.
Industry
Finance & Insurance
* Ladders Estimates

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