The Goldman Sachs Group, Inc

Internal Audit, Equities Auditor, Vice President, Salt Lake City

The Goldman Sachs Group, Inc$120K — $150K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or higher in a relevant discipline
  • 8-10 years in Internal Audit, Compliance, or Risk/Controls
  • Experience managing audit engagements and teams
  • Knowledge of Equities, businesses, products, and regulations
  • Detail-oriented, analytical, and self-starter
  • Strong communication skills for diverse stakeholders
  • Leadership and relationship management abilities
  • Excellent time management and prioritization skills

Responsibilities

  • Develop an in-depth understanding of firm's businesses, products, risks, and controls
  • Manage and execute audits from planning to reporting
  • Drive control design assessment with stakeholders
  • Lead audit testing focused on quality and compliance
  • Coordinate with audit teams to assess risks and controls
  • Communicate audit findings to senior management and stakeholders
  • Follow up on open audit issues for resolution
  • Engage with stakeholders to adapt to risk and control changes

Benefits

  • Commitment to diversity and inclusion
  • Opportunities for professional and personal growth
  • Access to training and development programs
  • Wellness and personal finance offerings
  • Mindfulness programs
Full Job Description
Job Description

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.

Who We Look For
Goldman Sachs Internal Auditors demonstrate a strong risk and control mindset, are detail oriented, possess curiosity and sound judgment, and are able to adapt to a dynamic risk and regulatory landscape. We look for individuals who can collaborate across global teams, foster lasting stakeholder relationships and can drive creative solutions to enhance audit techniques.

RESPONSIBILITIES
  • Develop and maintain an in-depth understanding of the firm's businesses, products, risks and controls in subject areas including Equities
  • Manage and execute audits including planning and scoping, fieldwork and audit test plans, and reporting
  • Drive walkthroughs with stakeholders to perform control design assessment and challenge risks and controls.
  • Lead and design audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards within audit delivery timelines
  • Coordinate with various audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Communicates and reports on the audit conclusions and issues, and present to Internal Audit senior management and stakeholders across business and engineering
  • Follow-up on open audit issues and operational risk incidents to validate their resolution
  • Participate in department-wide initiatives aimed at continually improving Internal Audit's processes, methodology and supporting infrastructure
  • Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment


SKILLS AND RELEVANT EXPERIENCE
  • Bachelor's degree (or higher) in a relevant discipline
  • 8-10 years of relevant work experience in Internal Audit, Compliance, or Risk / Controls functions
  • Experience of managing audit engagements and teams across locations
  • Prior experience in understanding of the businesses, products and regulations in subject areas including Equities
  • Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment
  • Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders
  • Strong leadership, interpersonal, and relationship management skills
  • Excellent time management and prioritization skills to handle multiple assignments and deadlines
  • Proficiency in Microsoft Office tools such as Excel, Word, PowerPoint

Preferred Qualifications
  • Relevant certification or industry accreditation (e.g., CPA, CIA, CFA) is a plus
  • Experience with data analytics tools (i.e., python, tableau), digital assets and blockchain technology, artificial intelligence and technology audit framework and controls to assess issues and trends


About The Goldman Sachs Group, Inc

The Goldman Sachs Group, Inc. provides investment banking, securities, and investment management services, as well as financial services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments concerning mergers and acquisitions, divestitures, corporate defense, risk management, and restructurings and spin-offs; and underwriting services comprising public offerings and private placements of a range of securities, loans, and other financial instruments, and derivative transactions. The company’s Institutional Client Services segment provides client execution services, such as fixed income, currency, and commodities client execution related to making markets in interest rate products, credit products, mortgages, currencies, and commodities; and equities related to making markets in equity products, as well as executes and clears institutional client transactions on stock, options, and futures exchanges. This segment also engages in the securities services business providing financing, securities lending, and other brokerage services to institutional clients, including hedge funds, mutual funds, pension funds, and foundations. Its Investing and Lending segment originates longer-term loans; and invests in debt securities, loans, public and private equity securities, real estate, consolidated investment entities, distressed assets, currencies, commodities, and power generation facilities. The company’s investment management segment provides investment products and services, as well as offers wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services.

The Goldman Sachs Group, Inc. Careers

Join the prestigious team at The Goldman Sachs Group, Inc., a global leader in finance and investments, and propel your career to new heights. Our firm is renowned for its commitment to excellence, innovation, and leadership in the financial sector.

Work You’ll Do

At Goldman Sachs, you will be part of a dynamic environment that fosters growth, diversity, and professional development. Engage in transformative projects that redefine the landscape of global finance, driven by a culture of high performance and continuous improvement.

Lead with Innovation and Leadership

Step into a role where your skills will be honed and your leadership capabilities enhanced. The Goldman Sachs Group, Inc. is at the forefront of merging financial expertise with technological innovation, creating a platform for you to lead impactful initiatives.

Join Our Diverse and Inclusive Team

Diversity and inclusion are at the core of our company culture. With employees from various backgrounds, Goldman Sachs thrives on the rich ideas and perspectives that this diversity brings. Here, every team member’s contribution is valued, and every voice is heard.

Explore Job Opportunities and Internships

Whether you’re seeking full-time employment or looking into internship opportunities, Goldman Sachs offers a range of positions that cater to different skills, experiences, and career aspirations. From analyst to executive positions, discover how you can contribute to our legacy of success.

Networking and Professional Growth

Goldman Sachs is not just a workplace. It is a community where you can build lasting relationships with colleagues and industry leaders. Our networking events, mentorship programs, and professional groups foster connections that can accelerate your career trajectory.

Benefits and Career Development

Invest in your future with Goldman Sachs’ unparalleled employee benefits and career development programs. From comprehensive health benefits to personalized career coaching and leadership training, we ensure that our team is equipped for success, both professionally and personally.

Prepare for Your Future

Ready to take the next step? Prepare your resume, sharpen your interview skills, and explore the vast array of job opportunities at The Goldman Sachs Group, Inc. Our hiring process is designed to identify and nurture talent, helping you to achieve your career goals.

Stay Connected

Keep up to date with the latest from Goldman Sachs Careers by subscribing to our job alert emails. Tailor your preferences to receive updates that match your career interests and stay ahead in the competitive financial sector.

Join The Goldman Sachs Group, Inc.

Embark on a rewarding journey with The Goldman Sachs Group, Inc. where your potential is limitless. Explore positions, read about our company culture, and apply today to become part of a team that values growth, leadership, and innovation.

SEARCH GOLDMAN SACHS JOBS

READ CAREERS BLOG

At The Goldman Sachs Group, Inc., your career is just the beginning – it’s an opportunity to excel and lead in the global financial industry. Join us and make your mark!
Learn more about The Goldman Sachs Group, Inc
Size
45,100 employees
Market Cap
$115.8 billion
Industry
Net Income
$9.4 billion
Founded
1869
5 Year Trend
+11.3%
Revenue
$53.4 billion
NASDAQ

Similar Jobs

More Jobs at The Goldman Sachs Group, Inc

More Finance & Insurance Jobs

Find similar Internal Audit, Equities Auditor, Vice President, Salt Lake City jobs: