Raymond James Financial, Inc

Financial & Regulatory Reporting Manager

Raymond James Financial, Inc • $110K — $130K *
Saint Petersburg, FL 33710In-Person
Finance & Insurance
5 - 7 years of experience
Today
Be an Early Applicant
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Accounting, Business Administration, or Finance
  • 6-10 years of general experience in financial reporting and compliance
  • 3-6 years of managerial experience in the banking industry
  • Strong understanding of capital planning and liquidity risk management
  • Proficient in financial modeling and stress testing techniques

Responsibilities

  • Review financial performance and provide insights to executive leadership
  • Lead capital and liquidity risk management strategies
  • Oversee regulatory report preparation and submissions
  • Implement internal capital adequacy assessments and funding plans
  • Prepare liquidity projections and monitor key risk indicators
  • Identify and implement process improvements for reporting functions
  • Collaborate with other departments on financial reporting initiatives

Benefits

  • Medical, dental, and vision coverage
  • Life and critical illness insurance
  • Disability benefits
  • Retirement savings plans
  • Paid time off including vacation and holidays
  • Parental leave
Full Job Description
Job Description Summary
Under general direction, the Financial and Regulatory Reporting Manager will be responsible for the Financial and Regulatory compliance, as well as capital and liquidity risk management for a national trust bank. This role requires experience in financial reporting, regulations, capital planning, and liquidity oversight, with a focus on forecasting, stress testing, and budgeting. The Manager will collaborate with senior leadership, risk management, finance, and IT to ensure compliance, optimize capital structure, and support the bank's financial resilience

Job Description

Essential Duties and Responsibilities:
  • Review financial performance results, analyze variances to budget, and provide actionable insights to executive leadership.
  • Lead the execution of capital and liquidity risk management strategies in alignment with regulatory requirements and internal risk appetite.
  • Oversee the preparation and submission of regulatory reports (e.g., FFIEC) ensuring accuracy, timeliness, and compliance.
  • Implement capital planning strategies, including internal capital adequacy assessments and contingency funding plans.
  • Prepare short- and long-term liquidity projections to support proactive financial planning, while continuously monitoring liquidity positions and key risk indicators (KRIs) to ensure alignment with risk appetite and regulatory expectations.
  • Manage business unit-level liquidity forecasting and stress testing initiatives, including the preparation of scenario models and thorough documentation of underlying assumptions and methodologies to support informed decision-making and risk mitigation.
  • Identify and implement process improvements to enhance efficiency, accuracy, and control in capital, liquidity and financial/regulatory reporting functions.
  • Lead the Capital Planning Committee (CPC) with analysis, reporting, and recommendations.
  • Participate in strategic planning and analysis and special projects.
  • Manage and execute on the annual budgeting process aligning with strategic business goals.
  • Identify opportunities and implement process improvements, as appropriate.
  • Collaborate with IT, Operations, and other departments on firm-wide initiatives impacting financial and regulatory reporting.
  • Maintain strong communication with business units to assess the financial impact of new products, contracts, or operational changes.
  • Perform other duties and responsibilities as assigned.


Knowledge of:
  • Company's working structure, policies, mission, and strategies.
  • Advanced accounting concepts, practices and procedures.
  • Statistical Modeling and Methods
  • Controls and implementation of controls as they relate to financial and regulatory reporting


Skill in:
  • Reviewing, interpreting and analyzing financial statements.
  • Preparing management reports.
  • Promoting effective coordination between department and other functional areas.
  • Interpreting and applying policies and procedures.
  • Establishing departmental objectives.
  • Strong analytical and financial modeling skills.
  • Excellent communication and leadership skills.


Ability to:
  • Plan, assign, monitor, review, evaluate and lead the work of others.
  • Establish and communicate clear directions and priorities.
  • Lead meetings and contribute to team efforts by ensuring all relevant information is included in the outcomes.
  • Implement changes to standard procedures when required by specific situations and circumstances.
  • Use appropriate interpersonal styles and communicate effectively and professionally, both orally and in writing, with all organizational levels to accomplish objectives.
  • Establish and communicate clear directions and priorities.
  • Explain or clarify financial and regulatory information to all levels of management.


Education
Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance

Work Experience
General Experience - 6 to 10 years, Manager Experience - 3 to 6 years

Certifications

Travel
Less than 25%

Workstyle
Hybrid

The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.

About Raymond James Financial, Inc

The Raymond James Technology and Communications Investment Banking Group is a committed and thoughtful partner that provides a full range of investment banking services and best practices. The group is comprised of experienced professionals that have extensive investment banking expertise. They leverage the industry expertise of Raymond James' award-winning research department. The group focuses on key sectors within technology and communications including: communications software, communication towers, defense electronics, enterprise software, internet infrastructure services, homeland security, IT services, mobile technology, semiconductors, software-as-a-service, telecommunications equipment, telecommunications infrastructure and support services, and wireless & wireline telecommunications services. They take pride in a client-centric approach to M&A, with focus on delivering independent solutions that creates value for the long term. The outcome of this unique approach may be seen in the successful transactions of their clients, including over 80 public offerings totaling $17 billion and over 85 strategic advisory transactions totaling over $5 billion in value since 1998.

Raymond James Financial, Inc Careers

Join the vibrant team at Raymond James Financial, Inc, a leading financial services company where innovation, leadership, and professional growth are at the forefront of our operations. As a hub of diversity and expertise, Raymond James offers unparalleled job opportunities that propel your career to new heights. Work You’ll Do At Raymond James Financial, Inc, you’ll collaborate with some of the most talented professionals in the financial industry. Our team is dedicated to providing strategic financial solutions and advice to our clients, helping them achieve their financial goals while fostering economic growth. With a culture rooted in leadership and diversity training, Raymond James is the perfect place to enhance your skills and thrive professionally. Join our market-leading team to assist a diverse range of clients, from individuals to large corporations, in navigating their financial planning with precision and innovative strategies. Lead in a role where your expertise directly influences the success and stability of our clients' financial futures. Work with a dynamic team of advisors and experts who are committed to pushing the boundaries of the financial sector through continuous innovation and exceptional client service. Raymond James Financial, Inc Job Opportunities Introducing the Raymond James Career Development Program We are committed to nurturing talent through our comprehensive career development program designed to provide every employee—from interns to senior leaders—with the tools and training necessary for success. Whether you’re just starting out with an internship or you’re a seasoned professional, Raymond James offers career paths that align with your ambitions and skills. Do Innovative Work Join a company where innovation is part of the daily routine. At Raymond James Financial, Inc, you’ll engage with cutting-edge financial tools and resources that keep you ahead in the industry. Our commitment to technology and innovation ensures that we stay at the forefront of financial services. Be Part of a Great Team Experience a collaborative environment where teamwork and networking are encouraged. Our inclusive culture supports diversity and offers benefits that ensure the well-being of all team members. At Raymond James, you’re not just an employee; you’re part of a family that values your unique contributions and supports your professional journey. Future-Proof Your Career Advance your career with Raymond James, where opportunities for growth are abundant. Benefit from our industry-leading training programs and gain certifications that will elevate your professional standing. With a focus on career longevity and satisfaction, Raymond James ensures that your professional journey is as rewarding as it is successful. Explore Discover the various positions available at Raymond James Financial, Inc that match your skills and interests. We are continuously hiring across multiple disciplines, eager to welcome passionate, curious, and solution-driven team players. Stay Connected Join Our Team Search open positions at Raymond James Financial, Inc and find the perfect match for your career aspirations. Explore a range of opportunities from financial advising to corporate roles that align with your professional skills and goals. Keep Up to Date Stay informed with the latest career tips, insider perspectives, and industry-leading insights—all from the professionals who thrive at Raymond James. Job Alert Emails Customize your subscription to receive job alerts, latest news, and insider tips tailored to your preferences. Discover the exciting and rewarding career opportunities waiting for you at Raymond James Financial, Inc. Join Raymond James Financial, Inc today and be part of a company that values innovation, leadership, and professional growth. Your future in the financial industry starts here.
Learn more about Raymond James Financial, Inc
Size
15,000 employees
Market Cap
$22.6 billion
Industry
Finance & Insurance
Net Income
$862 million
5 Year Trend
+11.6%
Revenue
$8.3 billion
NASDAQ
RJF
* Ladders Estimates

Similar Jobs

Ad banner background

Get Ready For Your
Next Interview

More Jobs at Raymond James Financial, Inc

More Finance & Insurance Jobs

Find similar Financial & Regulatory Reporting Manager jobs:

NationwideSaint Petersburg, FL