Director, Reputational Risk & Compliance (AASP)

Apollo Global Management, Inc.

$300K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 8+ years in legal, regulatory, compliance, or financial services.
  • Experience at a top law firm or in-house at a bank with complex financial transactions exposure.
  • Participated in governance committees like risk or conflict committees.
  • Strong knowledge of financial regulations and debt finance structures.
  • Proficient in identifying governance and regulatory risks specific to transactions.
  • Experience in fraud risk assessments is desirable.
  • Exceptional analytical and investigative skills.

Responsibilities

  • Conduct reputational risk due diligence on transactions and relationships.
  • Analyze risks including corruption and regulatory issues in asset-backed finance.
  • Synthesize information from diverse sources and manage investigations.
  • Apply a global perspective to assess local market risks effectively.
  • Prepare clear risk memoranda for senior management and committees.
  • Challenge assumptions and encourage rigorous risk discussions in committees.
  • Critically assess third-party due diligence reports and coordinate remediation.

Benefits

  • Comprehensive health coverage for employees and families.
  • Robust retirement plans to support long-term financial health.
  • Generous paid time off policies including holidays and sick leave.
  • Opportunities for professional development and continuing education.
  • Flexible work environment to promote work-life balance.
Full Job Description
Position Overview

Apollo's Atlas platform is a leading asset-backed finance business operating across a broad range of complex financing structures and counterparty relationships. The Risk function within Atlas is responsible for identifying and managing risks across the deal lifecycle, including reputational, regulatory, governance, and credit risk considerations. The team partners closely with deal teams, legal, compliance, and senior risk leadership to ensure that transactions are thoroughly vetted and approved through appropriate governance frameworks.

The Role:

This is a full-time role with primary ownership of the reputational risk review process for the Atlas platform, with scope expected to expand over time into broader ABF. The individual will conduct thorough reputational due diligence on transactions and counterparties, and produce conclusive, well-reasoned recommendations to senior management and investment/risk committees based on a fulsome risks and mitigants analysis.

The role requires a strong working knowledge of compliance frameworks (KYC, sanctions, conflicts) and sufficient understanding of financing structures to apply findings to specific transaction contexts. This is not a legal role, though candidates from a legal or compliance background are equally welcome. Reporting line is directly into AASP Risk with an additional reporting line into Atlas Legal; line manager will depend on level of hire and experience.

Primary Responsibilities:
  • Conduct legal, regulatory, and financial due diligence to assess reputational risk across a variety of transactions and business relationships, with a primary focus on asset-backed finance.
  • Analyze reputational risks including corruption, fraud, litigation, regulatory issues, sanctions, governance concerns, conflicts of interest, and high-risk lines of business.
  • Identify, assess, and synthesize risk-relevant information from multiple open-source and proprietary sources; instruct and liaise with investigative consultants and evaluate their findings.
  • Apply a global perspective to reputational risk, with sensitivity to local market practices, regulatory environments, and cultural considerations that may impact risk outcomes.
  • Prepare clear, concise, and well-structured risk and mitigants memoranda for senior management, risk approval committees, new product approval committees, and other transaction or conflict committees.
  • Contribute to committee discussions by challenging assumptions, asking probing questions, and ensuring risks are fully vetted and understood before decisions are made.
  • Review and critically assess third-party due diligence reports; drive the due diligence process to address identified issues, coordinating closely with external counsel, in-house legal, and compliance.
  • Engage with internal stakeholders across deal teams, legal, compliance, and risk; escalate issues that merit further diligence or committee review.
  • Develop relevant industry and sub-sector expertise within asset-backed finance; proactively identify and anticipate emerging reputational risks.


Qualifications & Experience
  • 8+ years of experience in legal, regulatory, compliance, or financial services.
  • Background at a top law firm (mid- to senior-level associate) and/or in-house at a bank or financial institution, with meaningful exposure to complex financial transactions; compliance candidates with a KYC/conflicts focus will also be considered.
  • Demonstrated experience supporting or participating in risk approval committees, conflict committees, new product approval committees, or similar governance forums.
  • Strong familiarity with financial services regulation and a range of debt finance and asset-backed finance transaction structures.
  • Proven ability to identify and analyze governance, sanctions, KYC, litigation, and regulatory flags in the context of specific transaction structures.
  • Experience challenging business decisions and risk perspectives in a constructive, credible manner; ability to ask tough, incisive questions and drill into key issues.
  • Expertise in, or meaningful exposure to fraud-related risks and investigations is highly desirable.
  • Proven ability to draft high-quality risk memoranda outlining risks, mitigants, and recommendations in a clear and structured way.
  • Strong analytical, research, and investigative skills, including experience leveraging open-source and proprietary information sources.
  • Global perspective with working knowledge of local market practices, regulatory regimes, and reputational risk considerations across key jurisdictions.
  • Excellent written and verbal communication skills, with the ability to influence and engage senior stakeholders.
  • Ability to operate effectively in a fast-paced, high-pressure environment while maintaining sound judgment and attention to detail.
  • Intellectual curiosity, high integrity, and sound judgment; collaborative and team-oriented, with the ability to work effectively across disciplines and seniority levels.
  • CPA, CFA, CAMS, or other relevant professional credentials are a plus but not required.


Our Benefits

Apollo relies on its people to keep it a leader in alternative investment management, and the firm's benefit programs are crafted to offer meaningful coverage for both you and your family. Please reach out to your Human Capital Business Partner for more detailed information on specific benefits.

Pay Range
$300,000

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