StoneX Group Inc.

Designated Principal

StoneX Group Inc.$75K — $100K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 2 years of experience in broker dealer supervision
  • Experience with email surveillance
  • Familiarity with supervisory tools like Global Relay and Prosurv
  • Good communication skills
  • College degree or equivalent industry experience
  • Required certifications: Series 7, 24, and 63

Responsibilities

  • Approve new customer accounts and trades
  • Review and approve advisory accounts
  • Manage marketing and private securities transaction approvals
  • Oversee outside business activities and brokerage accounts
  • Conduct email and social media monitoring
  • Review other electronic communications
  • Fulfill additional tasks as assigned by management

Benefits

  • Full range of medical benefits
  • Access to financial benefits
  • Incentive compensation plan eligibility
  • Support for professional development
  • Flexible work environment with some minor travel opportunities
Full Job Description
Position Purpose: Broker dealer general principal manages the day-to-day activity and approval of new accounts, trading, advisory accounts, marketing materials, etc.

Responsibilities

Primary duties will include:

  • Approve new customer accounts, trades and financial plans
  • Handle review and approval for advisory account
  • Review and approve marketing, private securities transactions, gifts, political donation
  • Outside business activities and outside brokerage accounts
  • Email and social media review and monitoring
  • Other forms of electronic communication review
  • This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.
Qualifications

To land this role you will need:

  • 2 years of experience in broker dealer supervision
  • Email surveillance experience
  • Experience with Global Relay, Excel, Prosurv, Comply, Envestnet and other supervisory tools
  • Good communication skills

Education requirements:

  • College degree or Industry Experience
  • Series 7, 24 and 63

Working Environment

  • In-office
  • Minor travel requirements

Hiring Salary Range $75,000 - $100,000. Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.)Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan. This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.

About StoneX Group Inc.

Stonex provides fabrication and installation of stone surfaces like kitchen countertops, bathroom vanity tops, and fireplaces. They provide products like white, marble, granite, travertine, onyx, limestone, and semi-precious stones. For inquiries, telephone and email contact are used.

StoneX Group Inc. Careers

Join the dynamic team at StoneX Group Inc., a prominent leader in financial services, where innovation meets expertise. At StoneX, we offer unparalleled job opportunities that propel your career forward in an environment fostering growth and leadership.

Work You’ll Do

At StoneX Group Inc., you will engage in transformative projects that redefine industry standards. Our team of professionals is dedicated to providing comprehensive financial solutions that empower businesses and individuals worldwide. By joining our team, you will collaborate with skilled experts to drive innovation and deliver exceptional results.

Explore a World of Opportunities

Whether you're seeking your first internship or a seasoned professional position, StoneX Group Inc. offers a spectrum of career paths across various disciplines. Our commitment to professional growth and diversity training ensures that every team member has the tools and knowledge to succeed.

Innovate and Lead

StoneX Group Inc. is at the forefront of financial markets, offering cutting-edge solutions that facilitate global trade and investment. Our leadership in the industry is driven by a culture of innovation and a relentless pursuit of excellence. Join us and lead the way in developing new strategies and technologies that impact the financial landscape.

Be Part of Our Team

Our team at StoneX Group Inc. is our greatest asset. We thrive on the diversity of ideas and experiences that each member brings. We are committed to creating a supportive and inclusive environment where every employee can achieve their potential. Enjoy benefits that enhance your life and work, comprehensive training programs, and opportunities for networking and career advancement.

Develop Your Career

StoneX Group Inc. is dedicated to your professional development. With access to advanced training programs and mentorship, you can expand your skills and take on challenging roles that enhance your career trajectory. Our supportive culture and emphasis on leadership development prepare you for future roles within the company and beyond.

Join Our Hiring Events

Discover more about the exciting career opportunities at StoneX Group Inc. by participating in our hiring events. Meet our team, learn about our culture, and find out how your skills and interests align with our needs. Prepare your resume, sharpen your interview skills, and get ready to embark on a rewarding career journey with us.

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Apply Now

Ready to take the next step in your career? Explore the current job opportunities at StoneX Group Inc. and apply today. Join us in shaping the future of finance, enhancing your career, and making a significant impact in the industry.

SEARCH STONEX GROUP INC. JOBS

Whether you are looking for an internship, a full-time position, or a leadership role, StoneX Group Inc. offers a path to success. Join us and be part of a team that values innovation, leadership, and diversity.
Learn more about StoneX Group Inc.
Size
3,300 employees
Market Cap
$1.9 billion
Industry
Net Income
$172.8 million
5 Year Trend
+17.5%
Revenue
$52.1 billion
NASDAQ

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