The Goldman Sachs Group, Inc

Compliance, Financial Crime Compliance- Risk Assessment and Controls, Vice President, Richardson TX

The Goldman Sachs Group, Inc$130K — $180K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree required; strong academic record preferred.
  • Background in investment banking or financial services.
  • Experience in compliance and understanding of AML, sanctions, and bribery regulations.
  • Familiarity with data analytics tools and structured query language preferred.
  • Demonstrated ability to work independently and collaboratively.
  • Strong skills in managing stakeholder expectations.
  • Excellent communication and analytical abilities.

Responsibilities

  • Manage regulatory change management for FCC's financial crime program.
  • Identify and assess relevant regulatory developments continuously.
  • Design and coordinate implementation of program changes with stakeholders.
  • Execute the global risk assessment program, gathering and analyzing data.
  • Prepare materials and report results to management and stakeholders.
  • Advise other FCC groups on controls-related activities.
  • Balance multiple projects and manage workloads effectively.

Benefits

  • Opportunity to work in a leading global financial institution.
  • Engagement with high-level stakeholders across the organization.
  • Involvement in significant regulatory compliance initiatives.
  • Development of strong analytical and project management skills.
  • Exposure to a comprehensive view of the firm’s operations and compliance landscape.
Full Job Description
Job Description

Job Summary & Responsibilities

FCC's Risk Assessment and Controls team is seeking a vice president with prior banking/financial industry experience. The individual will help to manage FCC's regulatory change management program, including identifying relevant regulatory developments on an ongoing basis, assessing their impact to the Goldman Sachs financial crime program, and working with stakeholders across the organization to design and coordinate implementation of required program changes, including revisions to relevant policies and procedures. The individual will also assist in managing the design and execution of the FCC global risk assessment program, coordinating with stakeholders across the firm to gather and analyze data, prepare related materials, and report results to firm management and other stakeholders. The role also includes serving in an advisory capacity to other groups within FCC, coordinating controls-related activities.

The ideal candidate would have experience in financial crime compliance, strong analytical, communication and writing skills, and the ability to collaborate with others and manage projects and processes, as well as to prioritize and balance a heavy workload. In this role, the individual would be expected to quickly gain an understanding of the firm's businesses in conjunction with the rules and regulations under which the firm operates.

Preferred Qualifications
  • Strong academic record with Bachelor's degree or equivalent required
  • Prior investment banking/financial services industry experience and knowledge of securities industry and products
  • Prior compliance experience and a technical understanding of applicable AML, sanctions and bribery and corruption regulations
  • Experience of using data analytics tools and knowledge of structured query language preferred
  • Ability to work both independently and in team-oriented workflows
  • Ability to manage expectations of key stakeholders
  • Strong analytical and risk assessment skills
  • Excellent written and verbal communication skills
  • Ability to prioritize workflows and ensure deadlines are met
  • Ability to forge strong relationships with colleagues and clients
  • Proactive, self-motivated, detail-oriented and well-organized
  • Compliance or legal-related experience in financial services preferred

About The Goldman Sachs Group, Inc

The Goldman Sachs Group, Inc. provides investment banking, securities, and investment management services, as well as financial services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments concerning mergers and acquisitions, divestitures, corporate defense, risk management, and restructurings and spin-offs; and underwriting services comprising public offerings and private placements of a range of securities, loans, and other financial instruments, and derivative transactions. The company’s Institutional Client Services segment provides client execution services, such as fixed income, currency, and commodities client execution related to making markets in interest rate products, credit products, mortgages, currencies, and commodities; and equities related to making markets in equity products, as well as executes and clears institutional client transactions on stock, options, and futures exchanges. This segment also engages in the securities services business providing financing, securities lending, and other brokerage services to institutional clients, including hedge funds, mutual funds, pension funds, and foundations. Its Investing and Lending segment originates longer-term loans; and invests in debt securities, loans, public and private equity securities, real estate, consolidated investment entities, distressed assets, currencies, commodities, and power generation facilities. The company’s investment management segment provides investment products and services, as well as offers wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services.

The Goldman Sachs Group, Inc. Careers

Join the prestigious team at The Goldman Sachs Group, Inc., a global leader in finance and investments, and propel your career to new heights. Our firm is renowned for its commitment to excellence, innovation, and leadership in the financial sector.

Work You’ll Do

At Goldman Sachs, you will be part of a dynamic environment that fosters growth, diversity, and professional development. Engage in transformative projects that redefine the landscape of global finance, driven by a culture of high performance and continuous improvement.

Lead with Innovation and Leadership

Step into a role where your skills will be honed and your leadership capabilities enhanced. The Goldman Sachs Group, Inc. is at the forefront of merging financial expertise with technological innovation, creating a platform for you to lead impactful initiatives.

Join Our Diverse and Inclusive Team

Diversity and inclusion are at the core of our company culture. With employees from various backgrounds, Goldman Sachs thrives on the rich ideas and perspectives that this diversity brings. Here, every team member’s contribution is valued, and every voice is heard.

Explore Job Opportunities and Internships

Whether you’re seeking full-time employment or looking into internship opportunities, Goldman Sachs offers a range of positions that cater to different skills, experiences, and career aspirations. From analyst to executive positions, discover how you can contribute to our legacy of success.

Networking and Professional Growth

Goldman Sachs is not just a workplace. It is a community where you can build lasting relationships with colleagues and industry leaders. Our networking events, mentorship programs, and professional groups foster connections that can accelerate your career trajectory.

Benefits and Career Development

Invest in your future with Goldman Sachs’ unparalleled employee benefits and career development programs. From comprehensive health benefits to personalized career coaching and leadership training, we ensure that our team is equipped for success, both professionally and personally.

Prepare for Your Future

Ready to take the next step? Prepare your resume, sharpen your interview skills, and explore the vast array of job opportunities at The Goldman Sachs Group, Inc. Our hiring process is designed to identify and nurture talent, helping you to achieve your career goals.

Stay Connected

Keep up to date with the latest from Goldman Sachs Careers by subscribing to our job alert emails. Tailor your preferences to receive updates that match your career interests and stay ahead in the competitive financial sector.

Join The Goldman Sachs Group, Inc.

Embark on a rewarding journey with The Goldman Sachs Group, Inc. where your potential is limitless. Explore positions, read about our company culture, and apply today to become part of a team that values growth, leadership, and innovation.

SEARCH GOLDMAN SACHS JOBS

READ CAREERS BLOG

At The Goldman Sachs Group, Inc., your career is just the beginning – it’s an opportunity to excel and lead in the global financial industry. Join us and make your mark!
Learn more about The Goldman Sachs Group, Inc
Size
45,100 employees
Market Cap
$115.8 billion
Industry
Net Income
$9.4 billion
Founded
1869
5 Year Trend
+11.3%
Revenue
$53.4 billion
NASDAQ

Similar Jobs

More Jobs at The Goldman Sachs Group, Inc

More Finance & Insurance Jobs

Find similar Compliance, Financial Crime Compliance- Risk Assessment and Controls, Vice President, Richardson TX jobs: