Point72

Business Intelligence Analyst, Market Abuse

Point72 • $100K — $120K *
Stamford, CT 06902In-Person
Finance & Insurance
Less than 5 years of experience
Today
Be an Early Applicant
Job Overview by Ladders

Qualifications

  • Bachelor's degree from an accredited institution
  • 3-5 years of trade surveillance experience focusing on market abuse
  • Experience identifying and investigating market manipulation across asset classes
  • Proficient in SQL and Python for analyzing complex datasets
  • Strong analytical and problem-solving skills with attention to detail
  • Effective written and verbal communication skills
  • Judgment and discretion in handling sensitive information

Responsibilities

  • Conduct routine trade surveillance and investigations
  • Perform communication surveillance for compliance violations and escalate issues
  • Collaborate with tech and compliance teams to refine alert parameters
  • Develop intelligence questions and conduct in-depth analysis
  • Utilize structured analytic techniques to enhance analysis quality
  • Respond to regulatory inquiries and senior management requests
  • Act as a subject matter expert in market abuse coverage

Benefits

  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups
  • Mental and physical wellness programs
  • Tuition assistance
  • 401(k) savings program with employer match
Full Job Description
Senior Surveillance Associate - Market Abuse

WHAT YOU'LL DO
  • Conduct routine trade surveillance and investigations
  • Conduct routine communication surveillance for potential violations of relevant securities laws, rules, regulations, and firm policies, escalating suspicious or non-compliant events
  • Partner with technology and compliance stakeholders to calibrate alert parameters and thresholds, and conduct data quality and completeness reviews across the market abuse surveillance program
  • Craft intelligence questions and appropriately scope research to produce sophisticated and well-written analysis that provides insight and risk analysis
  • Use tools and methodologies such as structured analytic techniques to improve analysis, check assumptions, and identify signposts or indicators of change
  • Work with managers to respond to information requests from financial regulators and ad-hoc taskings from members of the senior management team
  • Serve as a subject matter expert in your assigned coverage and stay abreast of relevant regulations, industry best practices, and internal policies
  • Leverage resources, technology, and information to minimize risk and protect the firm

WHAT'S REQUIRED
  • Bachelor's degree from an accredited institution
  • 3-5 years of trade surveillance experience at a buy-side firm, broker-dealer, exchange, or regulator, with a focus on market abuse
  • Demonstrated experience identifying and investigating potential market abuse and manipulation behavior across multiple asset classes, with familiarity of applicable regulatory frameworks
  • Experience analyzing large and complex trading datasets, including proficiency in SQL and Python
  • Strong analytical and problem-solving skills with excellent attention to detail
  • Proven effectiveness in written and verbal communication
  • Ability to exercise sound judgment and observe the highest degree of confidentiality and discretion when handling highly sensitive information
  • Ability to adapt to changing priorities to meet business needs
  • Commitment to the highest ethical standards

WE TAKE CARE OF OUR PEOPLE

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, people of color and the LGBT+ community
  • Mental and physical wellness programs
  • Tuition assistance
  • A 401(k) savings program with an employer match and more

About Point72

Point72 Asset Management is a hedge fund and family office founded by Steven Cohen in 2014. The company is headquartered in Stamford, Connecticut and manages over $16 billion in assets. Point72 primarily invests in public equity markets, but also has a private equity arm. The company has a global presence with offices in New York, London, Hong Kong, Tokyo, and Singapore. Point72 has been involved in several high-profile legal cases, including a $1.8 billion settlement with the SEC in 2013.
Learn more about Point72
Size
1,500 employees
Industry
Finance & Insurance
Founded
2014
* Ladders Estimates

Similar Jobs

Ad banner background

Get Ready For Your
Next Interview

More Jobs at Point72

More Finance & Insurance Jobs

Find similar Business Intelligence Analyst, Market Abuse jobs:

NationwideStamford, CT