AVP, Principal AI Engineer

LPL Financial Holdings, Inc.$133K — $222K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 8+ years of experience in software engineering or AI/ML engineering with a history of deploying production AI solutions in complex environments.
  • Hands-on programming expertise in Python and experience with frameworks like TensorFlow, PyTorch, or similar.
  • Experience in developing and deploying Generative AI and machine learning solutions, particularly LLMs and NLP.
  • Strong cloud engineering background with AWS, Azure, or GCP, focusing on scalable AI workloads.
  • Experience in regulated industries such as Financial Services or Wealth Management, emphasizing governance and compliance.

Responsibilities

  • Design, develop, and deploy AI/ML solutions aligned with business objectives.
  • Architect applications using modern technologies like LLMs and generative AI.
  • Oversee the entire software engineering lifecycle for AI solutions including optimization and monitoring.
  • Collaborate with cross-functional teams to identify and translate high-value AI use cases.
  • Deliver AI-enabled products that enhance advisor and client experiences.
  • Build and maintain cloud-native AI solutions utilizing AWS services.
  • Establish engineering best practices for AI development and deployment.

Benefits

  • 401K matching to support retirement savings.
  • Comprehensive health benefits for employees.
  • Employee stock options as part of total rewards package.
  • Paid time off to promote work-life balance.
  • Volunteer time off for community engagement.
Full Job Description
Job Summary

LPL Financial is seeking a highly technical and hands-on AI engineering leader to help design, build, and deploy next-generation AI solutions for our advisors and business partners.

This role is primarily an individual contributor position responsible for developing production-grade AI and machine learning capabilities while partnering closely with product, engineering, data, and business teams. The ideal candidate combines deep technical expertise in AI/ML and Generative AI with the ability to influence architecture, mentor engineers, and drive adoption of AI solutions across the enterprise.

This position offers the opportunity to shape LPL's AI platform strategy, build advisor-facing AI capabilities, and help establish engineering best practices for scalable, secure, and responsible AI. Over time, this role may provide leadership opportunities for a small team of AI engineers.

Responsibilities:

  • Design, develop, and deploy production-grade AI/ML solutions that support LPL Financial's business objectives and advisor experience.
  • Architect and build AI-powered applications using modern technologies such as LLMs, generative AI, agentic workflows, RAG architectures, and machine learning models.
  • Lead the end-to-end software engineering lifecycle for AI solutions, including design, development, testing, deployment, monitoring, and optimization.
  • Partner with Wealth Management, Operations, Risk, Marketing, Product, and Engineering teams to identify high-value AI use cases and translate business requirements into scalable technical solutions.
  • Develop and deliver AI-enabled products, platforms, and tools that improve advisor productivity, operational efficiency, and client experience.
  • Build and maintain cloud-native AI solutions utilizing AWS services, including Bedrock and related AI/ML technologies.
  • Design and implement APIs, microservices, and platform services that enable reusable and scalable AI capabilities across the enterprise.
  • Establish engineering best practices for AI development, model evaluation, deployment, observability, security, and responsible AI.
  • Collaborate with data, engineering, and architecture teams to ensure AI solutions are secure, compliant, performant, and aligned with enterprise standards.
  • Evaluate emerging AI technologies, frameworks, and tooling and recommend opportunities for adoption within LPL.
  • Provide technical leadership, mentoring, and architectural guidance to engineers and contribute to the growth of a future AI engineering team.
  • Present technical solutions, architecture decisions, and AI innovation opportunities to business and technology stakeholders.


What are we looking for?

We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

  • Minimum of 8 years of software engineering, AI/ML engineering, or machine learning development experience, with a proven track record of building and deploying production AI solutions in complex enterprise environments.
  • Strong hands-on programming expertise in Python and experience with modern AI/ML frameworks such as TensorFlow, PyTorch, scikit-learn, LangChain, or similar technologies.
  • Experience designing, developing, and deploying Generative AI and machine learning solutions, including LLM-based applications, NLP, RAG architectures, AI agents, model serving, or related AI technologies.
  • Strong cloud engineering experience with AWS, Azure, or GCP, including experience deploying scalable AI/ML workloads and cloud-native applications.
  • Experience working in highly regulated industries such as Wealth Management, Financial Services, Banking, FinTech, Insurance, Healthcare, or similar environments with strong governance, security, risk, and compliance requirements.


Core Competencies:
  • Deep understanding of machine learning concepts including supervised learning, unsupervised learning, deep learning, NLP, recommendation systems, and predictive analytics.
  • Experience delivering AI solutions from concept through production deployment, monitoring, and optimization.
  • Strong software engineering fundamentals, including APIs, microservices, scalable architectures, testing, and CI/CD practices.
  • Experience partnering with product, engineering, and business stakeholders to translate business requirements into technical solutions.
  • Knowledge of responsible AI principles, model governance, security, privacy, and risk management.
  • Strong communication skills with the ability to explain technical concepts to both technical and non-technical audiences.
  • Demonstrated technical leadership, mentoring, and influence across cross-functional teams.
  • Strong problem-solving, architectural design, and decision-making skills.


Preferences:
  • Experience building advisor-facing, customer-facing, or employee-facing AI products.
  • Financial Services, Wealth Management, Brokerage, Asset Management, or FinTech experience.
  • Experience with AWS AI services such as Bedrock, SageMaker, Textract, Comprehend, or related AI platforms.
  • Experience with vector databases, embeddings, RAG, knowledge graphs, agentic AI, and LLM orchestration frameworks.
  • Experience with MLOps, model lifecycle management, observability, and monitoring.
  • Experience with big data technologies such as Spark, Hadoop, Databricks, or large-scale data platforms.
  • Experience with AI governance, model validation, and regulatory compliance programs.
  • Master's degree in Computer Science, Engineering, Data Science, Statistics, or a related quantitative field.
  • Bachelor's or Master's degree in Computer Science, Engineering, Data Science, Statistics, or a related quantitative field. Ph.D. preferred.


Pay Range:
$133,600.00 - $222,600.00
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

About LPL Financial Holdings, Inc.

LPL Financial Holdings, Inc. Careers

Joining LPL Financial Holdings, Inc. presents an unparalleled opportunity to become part of a leading team of professionals in the financial services industry. The company is renowned for its commitment to innovation, leadership, and professional growth, making it an ideal workplace for ambitious individuals looking to advance their careers.

Explore Job Opportunities

LPL Financial Holdings, Inc. offers a variety of job opportunities that cater to a range of skills and interests. From entry-level positions to senior leadership roles, each job opening provides a platform for personal and professional development. Candidates can expect a rigorous interview process that ensures each team member is not only a fit for the position but also aligns with the company's culture of excellence and integrity.

Internship Programs

For those starting their career journey, LPL Financial Holdings, Inc. provides robust internship programs designed to offer real-world experience in the financial sector. Internships are a cornerstone of the company's commitment to nurturing young talent, providing a foundation of knowledge and skills that are crucial for future employment in the industry.

Commitment to Diversity and Inclusion

Diversity and inclusion are at the heart of LPL Financial Holdings, Inc. The company believes in empowering all employees through diversity training and leadership opportunities that promote an inclusive workplace. This approach not only enhances team collaboration but also drives innovation and creativity.

Benefits and Culture

LPL Financial Holdings, Inc. is dedicated to supporting its employees with comprehensive benefits designed to promote a healthy work-life balance. Benefits include competitive health care options, retirement plans, and wellness programs. The company culture is built on a foundation of mutual respect and teamwork, encouraging networking and professional development across all levels of the organization.

Professional Growth and Development

Employees at LPL Financial Holdings, Inc. are encouraged to continuously enhance their professional skills and advance their careers within the company. Leadership development programs and continuous learning opportunities are readily available, allowing individuals to achieve their career goals and contribute effectively to their teams.

Join the LPL Financial Holdings, Inc. Team

LPL Financial Holdings, Inc. is actively hiring and looking for passionate, creative, and solution-driven team players. Explore open positions that match your skills and interests on the LPL Financial Holdings, Inc. careers page. Each position offers a chance to be part of a dynamic team that is instrumental in shaping the future of financial services.

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