Assistant Deputy Superintendent for Consumer Examinations Unit (Assistant Deputy Superintendent, NS)

StateJobsNY

$127K — $160K *
Legal & Accounting
11 - 15 years of experience
Job Overview by Ladders

Qualifications

  • 11 years of relevant work experience, including 2 years in a managerial role
  • J.D. may substitute for 6 years of experience
  • Master's degree may substitute for 5 years of experience
  • Bachelor's degree may substitute for 4 years of experience
  • Associate degree may substitute for 2 years of experience

Responsibilities

  • Manage legal issues related to consumer protection supervision
  • Research legal aspects of compliance examinations and evaluations
  • Review examination reports for quality and compliance
  • Recommend and execute policy priorities for the unit
  • Draft regulations and legislation impacting the Department
  • Provide comments on proposed federal regulations
  • Conduct statistical analysis for investigations into lending practices
  • Train and supervise interns in the Consumer Examination Unit

Benefits

  • Eligibility for Public Service Loan Forgiveness program
  • Potential for a $4,000 annual downstate adjustment for specific locations
  • Appointment to a position in the exempt jurisdictional class
  • Work environment focused on consumer protection and compliance
  • Opportunity to influence significant regulatory changes
Full Job Description
The Department of Financial Services is seeking candidates for the position of Assistant Deputy Superintendent for Consumer Examination Unit in the Consumer Examination Unit. Duties include, but are not limited to, the following: • Manages and advises on legal matters arising out of Department consumer protection supervision, including advising on potential violations of laws and regulations, licensing applicants, drafting original examination materials, and resolving change of control requests; • Researches and advises on legal issues arising out of Consumer Compliance & Fair Lending examinations, Community Reinvestment Act evaluations, and student loan servicer examinations; • Reviews reports on examination; • Recommends and executes policy priorities; • Drafts and implements regulations and legislation affecting the Department; • Drafts DFS comments on proposed federal regulations; • Conducts statistical analysis of mortgage lending for Department redlining investigation; • Trains Department examiners; and • Supervises summer Consumer Examinations legal interns, and • Other duties as assigned. Minimum Qualifications Preferred Qualifications • At least 11 years of relevant work experience, of which two years of experience must have been at a managerial level. o Substitutions: Associate degree may substitute for two years of specialized experience; bachelor's degree may substitute for four years of specialized experience; master's degree may substitute for five years of specialized experience; J.D. may substitute for six years of specialized experience; Ph.D. may substitute for seven years of specialized experience. Appointment Method: This is an appointment to a position in the exempt jurisdictional class. As such, the incumbent of this position would serve at the pleasure of the appointing authority. Additional Comments Please note that a change in negotiating unit may affect your salary, insurance and other benefits. Salary: $127,507 - $160,911 (salary commensurate with experience) Positions located within the New York City metropolitan area, as well as Suffolk, Nassau, Rockland, and Westchester Counties, are also eligible to receive an additional $4,000 annual downstate adjustment. Appointment Status: This is an appointment to a position in the exempt jurisdictional class. Appointment to this position is pending Governor Appointment's Office and Division of Budget approval. Some positions may require additional credentials or a background check to verify your identity. Name Kara Waters Telephone Email Address [email protected] Address Street One Commerce Plaza Suite 301 City Albany State NY Zip Code 12257 Notes on Applying To Apply: Interested qualified candidates must submit a resume and letter of interest no later than August 27, 2026 to the email address listed below. Please include Box# (Box ADSCEU-ADS-10211) in the subject line of your email to ensure receipt of your application. Email submissions are preferred. Please be advised that the New York State Department of Financial Services does not offer sponsorship for employment visas. Kara Waters Box ADSCEU-ADS-10211 New York State Department of Financial Services Office of Human Resources Management One Commerce Plaza, Suite 301 Albany, NY 12257 Email: [email protected] Fax: (518) 402-5071 All candidates that apply may not be scheduled for an interview. Public Service Loan Forgiveness Employment with New York State qualifies an individual for Public Service Loan Forgiveness (PSLF). This program forgives the remaining balance on any Direct Student Loans after you have made 120 qualifying monthly payments while working full-time for a U.S. federal, state, local, or tribal government or not-for-profit organization. To learn more about the program and whether you would qualify, please visit: https://studentaid.gov/manage-loans/forgiveness-cancellation/public-service

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