Empower our compliance team by overseeing daily operations, training staff, and ensuring adherence to regulatory standards. Collaborate with leadership to enhance policies and procedures in the investment advisory sector.

Lead the charge in enhancing compliance processes within advisory services, utilizing your expertise to develop efficient oversight procedures, conduct data quality control, and ensure adherence to regulatory standards with minimal supervision.

Drive impactful manager research for Mutual Funds, SMAs, and ETFs, contributing to the management of $9 billion in client assets. Collaborate with investment professionals and leverage AI tools to enhance research efficiency and insights.

Drive strategic initiatives and enhance governance for investment products. Collaborate with teams to assess risks, develop procedures, and ensure compliance, fostering a culture of engagement and connectivity across departments.

Drive success by supporting the Special Assets Team in analyzing and resolving high-risk commercial credit relationships, utilizing your credit expertise to prepare financial analyses and recommendations with oversight from senior members.