Provide compliance insights and guidance to management, ensuring adherence to laws and regulations for global asset management. Lead the Marketing Compliance team in monitoring practices and developing compliance programs to mitigate risks.

Champion compliance excellence by providing guidance on regulatory standards, reviewing marketing materials, and leading a team to ensure adherence to laws affecting asset management operations. Be the trusted advisor as you monitor and enhance compliance practices.

Lead the advancement of Financial Crime Compliance risk assessments. Drive enhancements to testing methodologies, engage stakeholders, and identify emerging risks while ensuring alignment with regulations for effective corporate compliance.

Support Wealth Strategists by managing sales processes, coordinating teams, and enhancing client engagement while developing expertise in investment management and financial planning.

Empower client relationships by developing strategic marketing initiatives and managing complex credit structures while providing expert consultation in wealth management through cross-functional collaboration.