Oversee regulatory reporting for investment management funds, ensuring compliance and accuracy across submissions. Drive improvements in processes and documentation to enhance audit readiness and efficiency in a dynamic oversight environment.
Manage regulatory reporting for investment funds, ensuring compliance with SEC and CFTC. Oversee submissions, enhance procedures, support audits, and drive improvements for quality and efficiency in reporting activities.
Take ownership of regulatory reporting management, ensuring compliance for diverse funds, optimizing processes, and supporting audits. Collaborate with stakeholders to enhance accuracy and drive continuous improvement initiatives.
Empower regulatory compliance by managing comprehensive reporting activities for 40 Act and non-40 Act funds, overseeing submissions, enhancing procedures, and collaborating with stakeholders to ensure audit readiness and improve efficiency.
Manage end-to-end regulatory reporting for investment funds, ensuring compliance with SEC, CFTC, and other agencies. Lead initiatives for process improvement, accuracy, and audit readiness while coordinating with internal and external stakeholders.