Help us manage comprehensive regulatory reporting for investment management funds, ensuring compliance with SEC and CFTC regulations. Drive continuous improvements in processes whilst coordinating with stakeholders to deliver accurate, timely reports.
Contribute to regulatory compliance by managing end-to-end reporting activities for various funds, ensuring accuracy and adherence to SEC and CFTC guidelines. Drive improvement initiatives and serve as a contact point for regulatory issues.
Transform regulatory reporting processes across investment management, ensuring compliance with SEC, CFTC, and other regulators. Oversee submissions, maintain standards, and drive improvements in quality and efficiency.
Engage in comprehensive regulatory reporting management for investment funds, ensuring adherence to SEC, CFTC, and other regulatory standards while driving process efficiency and audit readiness across multiple stakeholders.
Optimize regulatory reporting processes for 40 Act and non-40 Act funds, ensuring compliance across multiple regulators. Drive continuous improvement initiatives, oversee documentation, and support audits, fostering collaboration among internal teams.