Champion advisor success by enhancing compliance in marketing material review. Drive process innovation, educate stakeholders, and ensure alignment with industry regulations to strengthen relationships and support business growth.

Partner with us to oversee advisor-created marketing materials while ensuring compliance and providing insightful feedback. Collaborate closely with the team to innovate processes and enhance advisor communication, contributing to our growth strategy.

Shape the first Line of Defense risk management program in Service & Operations, ensuring robust controls, regulatory alignment, and risk awareness across Trading and Operations. Lead a team to drive effective risk-based decision-making and continuous improvement.

Champion risk oversight and governance for technology and cyber security, ensuring adherence to risk management standards. Collaborate across teams while leading risk assessment, reporting, and strategy implementation to foster a robust risk culture.

Join a team that's dedicated to enhancing technology risk management. Lead oversight efforts and support risk governance for technology and cyber risks, fostering collaboration and mentoring while driving solutions to mitigate current and future risks.