332 Investment Advisor Jobs in New York, NY

VP Compliance Investment Advisors & Sales Force Oversight

Must be able to translate strategy into action with proven implementation skills and competency in l...

Posted 36 days ago

  •   11 - 15 years exp.  •  Accounting, Finance & Insurance

40 Act Lawyer

Experience advising on a full range of issues associated with investment advisors and mutual funds...

Posted 15 days ago

  •   5 - 7 years exp.  •  Professional, Scientific & Technical Services

Corporate Vice President, Wealth Management Compliance and Risk Advisory

Conduct onsite reviews with advisors to examine appropriate client documentation is maintained and i...

Posted 14 days ago

  •   8 - 10 years exp.  •  Professional, Scientific & Technical Services

EASY APPLY

General Counsel Wealth Management, RIA, Financial Planning

$293K - $390K

Parsippany, NJ 07054

The concentration is on the investment adviser, RIA, independent financial planning platform...

Posted 6 days ago

  •   11 - 15 years exp.  •  Accounting, Finance & Insurance

Chief Compliance Officer

Develop and deliver training and communications on compliance policies and procedures to ensure prop...

Posted 8 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Venue Account Executive

Growing revenue from Venue by prospecting directly among target accounts such as investment banks, p...

Posted 6 days ago

  •   Less than 5 years exp.  •  Professional, Scientific & Technical Services

Senior Counsel

Formation and structuring of private funds and other fund products (domestic and international), and...

Posted 4 days ago

  •   5 - 7 years exp.  •  Healthcare

Managing Director, Client Development and Marketing

An understanding the structure and values of the sector; know how a program officer thinks, understa...

Posted 14 days ago

  •   11 - 15 years exp.  •  Government & Non-Profit

Senior Communications Manager

Create, develop and execute strategic internal and external communications plans for RBC Capital Mar...

Posted 15 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Compliance Officer, Securities and Investment Advice
SoFiNew York City, NY and 1 other locations

Assisting with the development, maintenance, and documentation of WSP's, compliance manual, process...

Posted 12 days ago

  •   8 - 10 years exp.  •  Accounting, Finance & Insurance

Director, Institutional RIA

Coordinating marketing and sales support services for assigned accounts to enhance existing relation...

Posted 12 days ago

  •   11 - 15 years exp.  •  Accounting, Finance & Insurance

Tax Senior Manager / Manager

Conduct and present in technical sessions to professionals throughout the firm, focusing on recent...

Posted 18 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Transaction Advisory Manager

Participates in client meetings and site visits while interacting with top-level management to obtai...

Posted 15 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Transaction Advisory Director

Participates in client meetings and site visits while interacting with top-level management to obtai...

Posted 15 days ago

  •   8 - 10 years exp.  •  Accounting, Finance & Insurance

Compliance Manager

This position requires an individual who is highly motivated and organized, possesses operational ex...

Posted Yesterday

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Alternative Investment Analyst

Construct a firmwide presentation focused on Alternative Investments & Market Outlook on a Semi-Annu...

Posted 20 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Director, Product Compliance
Prudential FinancialNewark, NJ and 2 other locations

Responsible for developing, implementing and maintaining compliance monitoring, new policies, proced...

Posted 15 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Portfolio Solutions Manager

The Portfolio Solution Manager collaborates with advisors to help design and explain portfolio solut...

Posted 13 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

ECM Compliance Officer

Searching and responding to updates from investment banking teams...

Posted 4 days ago

  •   Less than 5 years exp.  •  Accounting, Finance & Insurance

Director, Turnaround & Restructuring

Manage, develop, and mentor junior team members by providing technical expertise, effective on-the-j...

Posted Today

  •   5 - 7 years exp.  •  Professional, Scientific & Technical Services

Account Manager

Employ a consultative approach to learn about advisors' needs and demonstrate how B4A can meet them...

Posted 28 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Director, Municipal Electronic Sales

Stay current with industry trends, economic issues, intelligence around competitors and continually...

Posted 26 days ago

  •   Accounting, Finance & Insurance

Accountant

Assists in preparation of monthly management reports and accompanying schedules, worksheets and narr...

Posted 26 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

VP & Associate General Counsel, Retirement & Income Solutions

Provide strong and focused leadership and management to a team of lawyers who are responsible for wo...

Posted 22 days ago

  •   11 - 15 years exp.  •  Healthcare

Managing Director, Client Development and Marketing

Lead the development of products and collateral that highlight the firm's expertise and abilities. D...

Posted 35 days ago

  •   11 - 15 years exp.  •  Government & Non-Profit

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