Objectively review UWNYC's business processes, evaluate the efficacy of risk management procedures that are currently in place, and create a compliance system that effectively addresses organizational needs.
Maintain and monitor control framework documentation and finance policies and procedures; work with the process owners to keep the policies and control framework updated; create and maintain business process flows for controls and to identify improvements.
The Cybersecurity Examination Specialist will support NFA's Futures and OTC Derivatives Compliance departments' cybersecurity regulatory program by monitoring Member activities through examinations, investigations and surveillance.
Manage the coordination and preparation of various subsidiary financial statements and disclosures, legal entity financial statement analysis, while ensuring the control, timeliness and accuracy of the financial statements.
To plan and carry out risk driven audit assignments on a functional or area basis under the guidance of a head of audit. The plan should ensure clear objectives and scope are agreed prior to commencement of the audit.
Designing/improving accounting processes such as: monthly close, management and financial reporting, budgeting, forecasting, consolidations, shared services or application outsourcing and system implementations.