Compliance Officer Jobs in Far Rockaway, NY

Guggenheim Securities is seeking a motivated Compliance Officer to assist its Compliance Team in New York. The role involves processing personal account disclosures, reviewing employee activities, and...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Officer will provide real-time advisory support to the Origination & Advisory business within the investment banking sector, focusing on regulatory compliance and internal controls. Thi...

The Compliance Officer will serve as the key adviser on compliance matters related to investment activities, providing guidance and training to portfolio personnel. This role involves monitoring regul...

The Compliance Officer at Balyasny Asset Management will be responsible for completing various regulatory filings and providing compliance oversight to investment and non-investment staff. This role r...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Lead Compliance Officer will oversee the agency-wide lead compliance operations for the New York City Department of Housing Preservation and Development. This role involves evaluating lead-related...

The Senior Compliance Officer is responsible for managing compliance programs related to Fair and Responsible Banking, ensuring adherence to laws and regulations while mitigating compliance risks. Thi...

The Compliance Officer will lead compliance functions across Hopper's consumer and B2B business units, focusing on implementing and maintaining the Anti-Money Laundering (AML) and Bank Secrecy Act (BS...

The Sanctions Compliance Officer will support a global sanctions compliance program for a leading social media and fintech company. This role involves assessing and enhancing compliance policies, prov...

The Director of Compliance for the Bureau of the Agency Chief Contracting Officer within the Division of Finance is responsible for ensuring citywide contracts comply with local laws and regulations...

The Compliance Director for Green Pier FinTech LLC will design and implement a compliance program for new products and services while proactively addressing regulatory issues. This role requires colla...

The Compliance Director for Green Pier FinTech LLC will design and implement a compliance program for new products and services while proactively addressing regulatory issues. This role requires colla...

The Chief Information Security Officer (CISO) - Strategy, Programs & GRC AVP will oversee the governance, risk, and compliance functions of the Bank of China's information security program. This role...

The Compliance Officer for Data & Technology will serve as a liaison for compliance, risk, and internal controls related to data and technology activities at S&P Global Ratings. This role involves adv...

The Compliance Officer at WJCS is responsible for overseeing the agency-wide Compliance program and ensuring adherence to legal and ethical standards. This role involves providing guidance on regulato...

The Compliance Product Officer (VP) is responsible for managing compliance risk within Independent Compliance Risk Management (ICRM) by developing and implementing strategies, policies, and programs t...

The Senior Compliance Officer at IEX will be responsible for compliance monitoring and testing, drafting and maintaining firm policies and procedures, and assisting with regulatory examinations and au...

The Compliance Officer for Fixed Income Sales & Trading - Credit will provide real-time advisory support to the credit business within the Fixed Income & Currencies (FIC) Sales & Trading division. Thi...

The Compliance Specialist at NYU Langone Health supports the Director of Quality and Regulatory Clinical Laboratory and Anatomic Pathology in maintaining inspection readiness for laboratory sites. Thi...

The Compliance Officer, Lead Expert Networks will oversee the expert network review process and provide compliance oversight to investment and non-investment staff at Balyasny Asset Management. This r...

The Head of Compliance, US will lead the US Compliance team at OKX, ensuring that the company meets local regulatory requirements and acts as the Bank Secrecy Act Officer. This role involves developin...

The Compliance Manager at Amida Care will collaborate with senior leadership to ensure adherence to Medicaid regulatory requirements and internal policies. This role involves oversight of regulatory r...

The Compliance Manager at Amida Care will collaborate with senior leadership to ensure adherence to Medicaid regulatory requirements and internal policies. This role involves oversight of regulatory r...

The Compliance Manager at LG Ad Solutions will oversee risk assessment processes, compliance reviews, and vendor assessments, while supporting the Chief Privacy Officer in information security matters...