Compliance Officer Jobs

The Compliance Officer at Magnetar is responsible for supporting all aspects of the Compliance Department, including monitoring trade execution, client guidelines, and the firm's Code of Ethics. This...

The Compliance Officer will assist the Chief Compliance Officer in implementing and administering Amherst Residential's compliance program, working closely with various investment and operational team...

Guggenheim Securities is seeking a motivated Compliance Officer to assist its Compliance Team in New York. The role involves processing personal account disclosures, reviewing employee activities, and...

The Compliance Officer (Regulatory) is responsible for overseeing the organization's regulatory compliance functions, including exam management and risk corrective action plans. This role involves mon...

The Compliance Officer (Regulatory) is responsible for overseeing the organization's regulatory compliance functions, including exam management and risk corrective action plans. This role involves mon...

The Compliance Officer will ensure that Biogen's US business operations adhere to compliance and regulatory standards while promoting ethical integrity. This role involves developing training programs...

The Compliance Officer is responsible for managing and overseeing the compliance program at Wayne Bank, ensuring all operations adhere to relevant regulations and laws. This role is crucial in maintai...

The Compliance Officer is responsible for establishing and maintaining policies and procedures to support the Bank's Compliance Program, ensuring adherence to regulatory requirements. This role involv...

The Trading Compliance Manager for Natural Gas is responsible for ensuring compliance with laws, regulations, and internal policies within the Gas & Power Trading Americas business unit. This role inv...

The Compliance Director at Clarvida will lead state-wide compliance and quality improvement initiatives, ensuring adherence to federal and state regulations. This role involves developing comprehensiv...

The Compliance Sanctions Officer is responsible for establishing and overseeing internal strategies and policies related to sanctions regulatory requirements at Citi. This role involves assessing sanc...

The Compliance Sanctions Officer is responsible for establishing and overseeing internal strategies and policies related to sanctions regulatory requirements at Citi. This role involves assessing sanc...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Officer will provide real-time advisory support to the Origination & Advisory business within the investment banking sector, focusing on regulatory compliance and internal controls. Thi...

The Compliance Officer will provide real-time advisory support to the Origination & Advisory business within the investment banking sector, focusing on regulatory compliance and internal controls. Thi...

The Compliance Officer at the bank is responsible for ensuring that the organization adheres to all relevant laws, regulations, and policies. This role involves managing compliance risk assessments, c...

The Compliance Officer at the bank is responsible for ensuring that the organization adheres to all relevant laws, regulations, and policies. This role involves managing compliance risk assessments, c...

The Compliance Officer ensures that the organization adheres to all relevant laws, regulations, and policies to prevent illegal or unethical practices. This role involves managing compliance risk asse...

The Compliance Officer ensures that the organization adheres to all relevant laws, regulations, and policies, preventing illegal or unethical practices. This role involves managing compliance risk ass...

The Card Scheme Compliance Officer will be responsible for identifying compliance obligations based on Card Networks and Local Payment Methods Rules, and translating these into relevant Policies and P...

The Compliance Officer will serve as the key adviser on compliance matters related to investment activities, providing guidance and training to portfolio personnel. This role involves monitoring regul...

The Compliance Officer will serve as the key adviser on compliance matters related to investment activities, providing guidance and training to portfolio personnel. This role involves monitoring regul...

The Compliance Officer at Balyasny Asset Management will be responsible for completing various regulatory filings and providing compliance oversight to investment and non-investment staff. This role r...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Officer for Regulatory Change Management is responsible for maintaining an effective regulatory change management program within the Consumer Compliance department. This role involves i...