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$120K - $180K *
The Chief Compliance Officer will oversee compliance, internal and external audits, and financial reporting for the NYC Department for the Aging. This role involves coordinating responses to audits, e...
3 weeks ago
$120K - $180K *
The Chief Compliance Officer at NYC Aging will oversee compliance, internal and external audits, and financial reporting to ensure adherence to legal and ethical guidelines. This role involves coordin...
Today
Compliance Analyst - Research Compliance
$100K - $115K *
The Compliance Analyst - Research Compliance at Point72 will manage the firm's policies regarding consultant networks and custom projects while ensuring adherence to compliance rules. This role involv...
Today
$70K - $160K *
The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...
Reposted 4 weeks ago
Director of Compliance, Office of the Agency Chief Contracting Officer
$80K - $120K *
The Director of Compliance will oversee the compliance of citywide contracts within the Bureau of the Agency Chief Contracting Officer, ensuring adherence to local laws and regulations. This role invo...
Today
Special Counsel for Information Law - Ethics and Compliance
$90K - $130K *
The Special Counsel for Information Law will oversee compliance with the New York State Freedom of Information Law and the New York City Identifying Information Law within the Ethics and Compliance Di...
Today
Special Counsel for Information Law - Ethics and Compliance
$60K - $120K *
The Special Counsel for Information Law will oversee the Law Department's compliance with the New York State Freedom of Information Law and the New York City Identifying Information Law. This role inc...
1 month ago
$90K - $160K *
The Compliance Manager at EliseAI will lead the company's compliance and IT posture, overseeing audits and ensuring adherence to security standards. This role involves managing compliance with framewo...
2 weeks ago
$90K - $160K *
The Compliance Manager at EliseAI will lead the company's compliance and IT posture, overseeing audits and ensuring adherence to security standards. This role involves managing compliance with framewo...
2 weeks ago
$83K - $104K *
The Compliance Associate will support the Compliance Team at Guggenheim Securities by processing personal account disclosures, reviewing gift and entertainment requests, and managing personal trading...
1 week ago
Counsel, Regulatory Compliance Data & Analytics
$120K - $180K *
The Counsel, Regulatory Compliance Data & Analytics is responsible for overseeing the data and analytics program related to health care regulatory compliance across Welltower's network. This role invo...
6 days ago
$233K - $259K *
The Associate General Counsel - Employment at Compass provides proactive legal guidance on labor, employment, and compliance issues while collaborating with senior management and the People & Culture...
6 days ago
Compliance Market Surveillance Manager
$160K - $200K *
The Compliance Market Surveillance Manager will be responsible for establishing and maintaining Galaxy's surveillance program, actively monitoring trading and market activities to detect suspicious ac...
1 month ago
$163K - $261K *
The Compliance Lead will oversee compliance support for Capital Group's investment offerings and services, focusing on institutional client onboarding and administration of collective investment trust...
Today
$85K - $100K *
The Compliance Specialist is responsible for reviewing closed multifamily loan files to ensure proper documentation and compliance with relevant guidelines. This role involves generating reports, exec...
1 month ago
$160K - $210K *
Archive is seeking a highly driven and adaptable Corporate Counsel to oversee its legal and compliance function. The role involves ensuring legal compliance, managing contracts, mitigating risks, and...
1 week ago
$70K - $100K *
The Assistant Attorney will provide legal advice on property issues, procurement matters, and regulatory permitting for the NYC Department of Environmental Protection. The role requires strong analyti...
Today
$80K - $120K *
The Assistant Counsel will work in the Bureau of Legal Affairs at the NYC Department of Environmental Protection, focusing on drafting and reviewing contracts that support the agency's capital program...
1 month ago
$80K - $120K *
The Assistant Counsel will work in the Bureau of Legal Affairs at the NYC Department of Environmental Protection, focusing on drafting and reviewing contracts that support the agency's capital program...
Today
Compliance Officer - Mortgages
$120K - $180K *
The Lead Compliance Officer - Mortgages at UBS Global Wealth Management is responsible for ensuring compliance with laws and regulations in the residential and commercial mortgage business lines. This...
Yesterday
Regulatory Compliance Consulting Director - Sanctions
$97K - $189K *
The Regulatory Compliance Consulting Director - Sanctions is responsible for managing the Corporate Compliance department's Sanctions Program, ensuring adherence to sanctions-related laws and regulati...
1 week ago
Regulatory Compliance Consulting Director - Sanctions
$97K - $189K *
The Regulatory Compliance Consulting Director - Sanctions is responsible for managing the Corporate Compliance department's Sanctions Program, ensuring adherence to sanctions-related laws and regulati...
1 week ago
$240K - $260K *
The Compliance Advisory Director at Metropolitan Commercial Bank provides oversight and support for compliance within the Retail and Operations departments. This role involves developing and managing...
1 month ago
$80K - $120K *
The Contracts Counsel will assist the NYPD's Contract Administration Section with the review of procurement specifications, contract drafting, negotiation, and interpretation of procurement rules. Thi...
1 month ago
Compliance Officer - Vice President
$150K - $200K *
The Compliance Officer - Vice President will support the compliance team in addressing regulatory compliance issues across the organization, primarily focusing on the Investment Advisers Act of 1940 a...
2 days ago