Compliance Counsel Jobs in East Hanover, NJ

Guggenheim Securities is seeking a motivated Compliance Officer to assist its Compliance Team in New York. The role involves processing personal account disclosures, reviewing employee activities, and...

The Sanctions Compliance Officer will support a global sanctions compliance program for a leading social media and fintech company. This role involves assessing and enhancing compliance policies, prov...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Specialist collaborates with compliance officials to ensure consistency across NYU's global campuses and advises on potential conflicts of interest. This role involves reviewing COI dis...

The Compliance Director will ensure the firm's adherence to regulatory requirements and maintain a robust compliance program. This role involves developing compliance strategies, conducting audits, an...

The Compliance Director will ensure the firm's adherence to regulatory requirements and maintain a robust compliance program. This role involves developing compliance strategies, conducting audits, an...

The Compliance Conflict of Interest Manager is responsible for analyzing and monitoring regulatory and legal initiatives related to Conflicts of Interest (COI) to enhance the Bank's Compliance Program...

The Compliance Conflict of Interest Manager is responsible for analyzing and monitoring regulatory and legal initiatives related to Conflicts of Interest (COI) to enhance the Bank's Compliance Program...

The Compliance Product Officer (VP) is responsible for managing compliance risk within Independent Compliance Risk Management (ICRM) by developing and implementing strategies, policies, and programs t...

The Compliance Manager at Amida Care will collaborate with senior leadership to ensure adherence to Medicaid regulatory requirements and internal policies. This role involves oversight of regulatory r...

The Compliance Manager at Amida Care will collaborate with senior leadership to ensure adherence to Medicaid regulatory requirements and internal policies. This role involves oversight of regulatory r...

Particle Health is seeking a strategic and innovative General Counsel to lead the company's legal initiatives, focusing on commercial agreements, data governance, information security, and regulatory...

The Chief Information Security Officer (CISO) - Strategy, Programs & GRC AVP will oversee the governance, risk, and compliance functions of the Bank of China's information security program. This role...

The Vice President of Compliance in the Investment Banking division will provide compliance oversight and advice to the Equity Capital Markets and Equity Derivatives business. This role involves devel...

Meta is seeking an Associate General Counsel for its Regulatory Enforcement team to lead high-profile civil and criminal investigations with enforcement authorities. The role involves developing strat...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

The Special Counsel for Information Law will oversee the Law Department's compliance with the New York State Freedom of Information Law and the New York City Identifying Information Law. This role inc...

The Compliance Officer will provide real-time advisory support to the Origination & Advisory business within the investment banking sector, focusing on regulatory compliance and internal controls. Thi...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

The Compliance Officer will serve as the key adviser on compliance matters related to investment activities, providing guidance and training to portfolio personnel. This role involves monitoring regul...

The Compliance Advisor - Institutional Services is a Senior Vice President level role responsible for guiding complex compliance risk management activities within the Institutional Client Services dep...

The Compliance Market Surveillance Manager will be responsible for establishing and maintaining Galaxy's surveillance program, actively monitoring trading and market activities to detect suspicious ac...

The Compliance Specialist is responsible for reviewing closed multifamily loan files to ensure proper documentation and compliance with relevant guidelines. This role involves generating reports, exec...

The Head of Compliance, US will lead the US Compliance team at OKX, ensuring that the company meets local regulatory requirements and acts as the Bank Secrecy Act Officer. This role involves developin...