746 Compliance Associate Jobs in New York, NY

Associate Director, Global Quality Compliance

Have day - to - day responsibility for supporting the activities required to maintain the TrackWise...

Posted 7 days ago

  •   11 - 15 years exp.  •  Pharmaceuticals & Biotech

EASY APPLY

Compliance Associate
New York, NY 10170

Work with senior compliance team to facilitate compliance activities; monitoring of the existing com...

Posted 30 days ago

  •   Accounting, Finance & Insurance

Associate Director, Compliance, Data Strategy & Analytics

Develops complex analytical models that predict risk based on internal and external market events fo...

Posted 13 days ago

  •   5 - 7 years exp.  •  Professional, Scientific & Technical Services

Regulatory Compliance Officer- Associate - Corporate

research, analyze and respond to regulatory inquiries - with emphasis on equity inquiries.assist wit...

Posted 21 days ago

  •   Less than 5 years exp.  •  Accounting, Finance & Insurance

Equities Compliance Associate Director

responsible for implementing and maintaining an effective compliance and supervisory program that pr...

Posted 28 days ago

  •   11 - 15 years exp.  •  Accounting, Finance & Insurance

Associate Director - Medicare Compliance

Identify and quantify additional resources that Oscar will need to deploy or acquire to ensure compl...

Posted 41 days ago

  •   8 - 10 years exp.  •  Accounting, Finance & Insurance

Associate Director, Quality Compliance Oversight - GCP

Performs quality compliance oversight activities to assess contracted operations such as monitoring...

Posted 41 days ago

  •   5 - 7 years exp.  •  Pharmaceuticals & Biotech

Senior Associate, Compliance Consulting

Provide day-to-day support in the development, implementation and maintenance of compliance progra...

Posted 46 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Associate Director, Compliance Risk and Diligence

They have demonstrated mastery of the research process and have accrued years of experience research...

Posted 46 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

Legal and Compliance - Investor Communications and Marketing Materials, Associate

Review marketing materials, due diligence responses, investor communications and other fundraising a...

Posted 49 days ago

  •   Less than 5 years exp.  •  Technology

Director Legal Counsel

Ensure compliance with the FTC Consent Decree and develop and implement associated global processes...

Posted 7 days ago

  •   5 - 7 years exp.  •  Pharmaceuticals & Biotech

EASY APPLY

Investment Management Compliance Guidelines Surveillance

$132K - $156K

New York, NY 10001

Review prospective and existing client investment management agreements in relation to firm requirem...

Posted 3 days ago

  •   5 - 7 years exp.  •  Accounting, Finance & Insurance

40 Act Lawyer

Experience advising on a full range of issues associated with investment advisors and mutual funds...

Posted 14 days ago

  •   5 - 7 years exp.  •  Professional, Scientific & Technical Services

Associate Intellectual Property & Regulatory Compliance

Conduct research on dietary ingredients and review clinical studies in order to assess substantiatio...

Posted 54 days ago

  •   Professional, Scientific & Technical Services

FinTech Regulatory Associate

Associate with 3 - 6 years of financial services regulatory and compliance experience to join our fa...

Posted 5 days ago

  •   Less than 5 years exp.  •  Professional, Scientific & Technical Services

Pre Sales Systems Engineer

Learn the Turbonomic value proposition across Performance, Efficiency and Compliance. Use consultat...

Posted 18 days ago

  •   8 - 10 years exp.  •  Technology

Associate Vice President, Compliance - Marketing Review
Ares Management, LPNew York, NY

Work closely with the firm's Legal Department to: determine application of and interpret relevant la...

Posted 55 days ago

  •   8 - 10 years exp.  •  Accounting, Finance & Insurance

Associate Director, Ethics & Compliance Advisor- Cardiovascular/Resp

Share insights and strategic knowledge related to the products, strategies, and trends of assigned F...

Posted 55 days ago

  •   8 - 10 years exp.  •  Pharmaceuticals & Biotech

Associate Director Oncology Medical Affairs Compliance & Governance

Record of accomplishment of identifying and driving change to create stronger organizations and to s...

Posted 55 days ago

  •   8 - 10 years exp.  •  Pharmaceuticals & Biotech

Associate Director Oncology Medical Affairs Compliance & Governance

Provides input to the global clinical operations franchise team, the region and countries decision-m...

Posted 55 days ago

  •   8 - 10 years exp.  •  Pharmaceuticals & Biotech

SAP Work Management - Compliance Lead

Coordinate weekly meetings with the clients and support teams to discuss all open issues and tickets...

Posted 12 days ago

  •   8 - 10 years exp.  •  Professional, Scientific & Technical Services

Private Funds Lawyer

Prior role as an associate at a major U.S. law firm and/or with an in-house compliance or legal depa...

Posted 35 days ago

  •   5 - 7 years exp.  •  Professional, Scientific & Technical Services

System Director Of Operations

The successful individual will also assist with the development of short and long-term financial, op...

Posted 3 days ago

  •   5 - 7 years exp.  •  Food & Beverages

Compliance Manager - Global Wealth and Investment

Provide oversight and input in to the AI Group's Risk & Control Self-Assessment and related Process...

Posted 13 days ago

  •   8 - 10 years exp.  •  Accounting, Finance & Insurance

Global Risk Director, Consumer Care

Audit global GCC teams for adherence to required risk-related protocols; provide guidance where requ...

Posted 4 days ago

  •   8 - 10 years exp.  •  Retail & Consumer Goods

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