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$90K - $180K *

The Compliance Analyst at Magnetar is responsible for supporting the Compliance Department by monitoring the Code of Ethics, conducting surveillance, and developing compliance policies and procedures...

Reposted 1 month ago

  •   Less than 5 years exp.  •   Finance & Insurance

$101K - $152K *

The Compliance Reporting Analyst will support the Governance and Program Support team in managing compliance board reporting for Block, Inc. This role involves preparing reports, analyzing compliance...

6 days ago

  •   Less than 5 years exp.  •   Finance & Insurance

$88K - $110K *

The Senior Compliance Analyst (Trading) is responsible for overseeing and ensuring adherence to regulatory requirements within trading operations. This role involves monitoring trading activities, pre...

3 weeks ago

  •   5 - 7 years exp.  •   Finance & Insurance

$72K - $105K *

The Compliance Monitoring Consultant at TransUnion is responsible for consulting on regulatory compliance controls and analyzing data to ensure adherence to laws and regulations. This role involves co...

1 week ago

  •   Less than 5 years exp.  •   Finance & Insurance

$110K - $145K *

The Compliance Director will oversee the development and implementation of a compliance program for Aon Securities, ensuring adherence to regulatory requirements. This strategic leader will manage com...

6 days ago

  •   8 - 10 years exp.  •   Finance & Insurance

$100K - $200K *

The Compliance Officer at Magnetar is responsible for supporting all aspects of the Compliance Department, including monitoring trade execution, client guidelines, and the firm's Code of Ethics. This...

Reposted 1 month ago

  •   5 - 7 years exp.  •   Finance & Insurance

$70K - $100K *

The Senior Compliance Analyst will serve as a primary contact for corporate personnel regarding compliance with the Code of Ethics and related policies. This role involves overseeing automated complia...

1 week ago

  •   Less than 5 years exp.  •   Real Estate & Construction

$114K - $194K *

The Compliance Audit Specialist is a subject matter expert in compliance within the financial services industry, focusing on conduct regulations and audit processes. This role involves participating i...

1 month ago

  •     Finance & Insurance

$80K - $120K *

The Compliance Officer (Regulatory) is responsible for overseeing the organization's regulatory compliance functions, including exam management and risk corrective action plans. This role involves mon...

Reposted 1 month ago

  •   8 - 10 years exp.  •   Finance & Insurance

$80K - $120K *

The Senior Compliance Analyst will serve as a primary contact for corporate personnel regarding compliance with the Code of Ethics and related policies. This role involves overseeing automated complia...

1 week ago

  •   Less than 5 years exp.  •   Finance & Insurance

$106K - $121K *

The Principal Associate will play a key role in risk management within Capital One's Sanctions Compliance and Screening program, ensuring compliance with sanctions laws and regulations. This position...

2 weeks ago

  •   Less than 5 years exp.  •   Finance & Insurance

$132K - $151K *

The Compliance Advisor Manager will provide sanctions compliance advice and expertise to leaders across Capital One's businesses, supporting the launch of new products and ensuring adherence to regula...

2 weeks ago

  •   Less than 5 years exp.  •   Finance & Insurance

$80K - $110K *

The Senior Compliance Analyst is responsible for performing compliance testing and preparing government forms for complex retirement plan clients to ensure tax qualification. This role involves commun...

1 month ago

  •   Less than 5 years exp.  •   Finance & Insurance

$72K - $134K *

The Compliance Control Testing Specialist for Wealth is responsible for executing the 1LOD testing program in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Frame...

Reposted 2 weeks ago

  •   5 - 7 years exp.  •   Finance & Insurance

$95K - $112K *

The Compliance Monitoring Officer will execute quality assurance testing and monitoring procedures in the payments and finance industry, identifying critical risks and providing guidance to various te...

1 week ago

  •   Less than 5 years exp.  •   Finance & Insurance

$95K - $112K *

The Compliance Monitoring Officer will execute quality assurance testing and monitoring procedures in the payments and finance industry, identifying critical risks and providing guidance to various te...

1 week ago

  •   Less than 5 years exp.  •   Finance & Insurance

$114K - $194K *

The Compliance Specialist - ERISA is responsible for ensuring compliance with ERISA and employee benefits regulations within the Trust Management compliance team. This role involves advising on regula...

6 days ago

  •     Finance & Insurance

$85K - $98K *

JLL is seeking a Healthcare Compliance Specialist to join their client account team in Chicago. This role involves ensuring compliance with healthcare regulatory standards and collaborating with vario...

4 weeks ago

  •   5 - 7 years exp.  •   Real Estate & Construction

$72K - $118K *

The Sr Compliance Coding Analyst conducts compliance reviews on hospital and physician documentation, coding, and billing to ensure adherence to federal and state regulations. This role requires a hig...

2 weeks ago

  •   Less than 5 years exp.  •   Healthcare

$97K - $189K *

The Regulatory Compliance Consulting Director - Sanctions is responsible for managing the Corporate Compliance department's Sanctions Program, ensuring adherence to sanctions-related laws and regulati...

1 week ago

  •   8 - 10 years exp.  •   Finance & Insurance

$72K - $106K *

The BIC Compliance Analyst is responsible for ensuring compliance with risk management policies related to engagement letters, conflict waivers, and ethical screens. This role involves analyzing confl...

2 weeks ago

  •   Less than 5 years exp.  •   Legal & Accounting

$125K - $145K *

The Compliance Director will lead the development and management of global policies to ensure alignment with corporate regulatory compliance and international law. This role involves collaboration wit...

6 days ago

  •   5 - 7 years exp.  •   Real Estate & Construction

$86K - $96K *

The Compliance & Audit Specialist will support compliance with industry frameworks, regulatory requirements, and third-party risk management within the Corporate IT team at West Monroe. This role invo...

3 weeks ago

  •   Less than 5 years exp.  •   Legal & Accounting

$80K - $120K *

The Senior Compliance Business Analyst is responsible for driving compliance initiatives and ensuring operational processes align with regulatory requirements. This role involves managing compliance p...

4 weeks ago

  •   5 - 7 years exp.  •   Finance & Insurance

$95K - $115K *

The Researcher will support projects related to Medicare and Medicaid policy, providing technical assistance, evaluation, and analytical support for various stakeholders including CMS and foundations...

1 week ago

  •   Less than 5 years exp.  •   Education, Government & Non-Profit