Compliance Analyst Jobs in Fairfield, CT

The Compliance Analyst at Rockefeller Capital Management will assist with various aspects of the Compliance branch program, including regulatory advice, policy interpretation, testing/monitoring activ...

Evercore is seeking an experienced Compliance Analyst to join their Regulatory Core Compliance team in New York. The role involves assisting with onboarding, registrations, and maintaining regulatory...

The Compliance Analyst role involves managing compliance risk and activities for Swiss Re Corporate Solutions Americas Insurance Corporation North America. Responsibilities include providing guidance...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

The Compliance Analyst at Millennium will be responsible for assisting in the Firm's global compliance program, managing personal trading policies, coordinating compliance certifications, and supporti...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

EquityZen is seeking a Compliance Analyst with a strong interest in the pre-IPO space and private markets. The role involves developing a FinTech marketplace, working cross-functionally, and ensuring...

Join X team as a Corporate Compliance Analyst to oversee a wide range of compliance matters including anti-corruption, sanctions, conflicts of interest, and insider trading. Help develop and enhance c...

The Compliance Manager is responsible for ensuring organizational compliance with healthcare regulations related to various programs and services. This role involves developing and implementing compli...

The Compliance Analyst/Associate will work with Apollo's Compliance team to ensure regulatory compliance across its global investment platform. The role involves supporting the compliance program, inc...

The Compliance Investigator, Vice President position at Goldman Sachs involves conducting compliance reviews, identifying risks, and interacting with senior business management to ensure adherence to...

Vice President role in Compliance at Goldman Sachs focusing on Investment Banking compliance, including advising on transactions, developing policies and controls, and conducting compliance training...

The Compliance Analyst, Market Surveillance at OKX will be responsible for monitoring market surveillance activity, acting as a subject matter expert in market surveillance, and carrying out surveilla...

The Compliance Manager at Via will assist in implementing and supporting Via's Regulatory Compliance team, ensuring that products and services meet regulatory compliance standards. Responsibilities in...

As a Compliance Officer at Carta, you will assess regulatory requirements, establish governance and risk frameworks, build security compliance programs, manage policies and standards, and collaborate...

Tower Research Capital is seeking a Compliance Officer to join their Legal and Compliance team. The role involves providing compliance advice, maintaining compliance programs, monitoring regulatory de...

The Compliance/Audit Specialist provides guidance on regulatory requirements and prepares the Surgical Operating Unit for external audits. This role involves managing internal audits, ensuring complia...

The Analyst - Communications Compliance at Interactive Brokers will be responsible for maintaining and testing the firm's communications interface and systems, developing metrics to track rule efficie...

The Senior Compliance Analyst for the Division of Asset Management will oversee compliance monitoring for buildings receiving Tax Credit and HOME funds, managing a team to ensure adherence to affordab...

The Compliance Advisor will support the execution of CIBC Bank USA and CIBC Inc.'s Compliance Risk Management program, focusing on consumer deposit, lending, and credit-related laws and regulations. T...

The Compliance Director for Registered Funds will work with key stakeholders to develop and deliver regulatory compliance arrangements for Coller Capital's Private Wealth Secondaries Solutions busines...

The Lead Compliance Analyst will be part of the compliance team supporting Robinhood's money transmitter and credit card products. Responsibilities include overseeing regulatory adherence, developing...

The Compliance Manager, Regulatory Reporting at Corient is responsible for overseeing regulatory reporting processes, data management, compliance monitoring, policy development, training, risk assessm...

The Compliance Manager, Contractor & Supplier Diversity will assist with developing and monitoring Minority and Women-Owned Business Enterprise (MWBE) and Service-Disabled Veteran-Owned Business (SDVO...

The Compliance Officer will be responsible for implementing and maintaining the Compliance Governance Framework, acting as Secretary of various committees, and performing 2nd line of defense controls...