Compliance Analyst Jobs in Edgewater, NJ

Evercore is seeking an experienced Compliance Analyst to join their Regulatory Core Compliance team in New York. The role involves assisting with onboarding, registrations, and maintaining regulatory...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

EquityZen is seeking a Compliance Analyst with a strong interest in the pre-IPO space and private markets. The role involves developing a FinTech marketplace, working cross-functionally, and ensuring...

The Compliance Analyst/Associate will work with Apollo's Compliance team to ensure regulatory compliance across its global investment platform. The role involves supporting the compliance program, inc...

The role involves advancing the compliance risk management program in the payment division of a technology company at the intersection of healthcare and financial services. Responsibilities include su...

The Compliance Analyst, Market Surveillance at OKX will be responsible for monitoring market surveillance activity, acting as a subject matter expert in market surveillance, and carrying out surveilla...

As a Compliance Officer at Carta, you will assess regulatory requirements, establish governance and risk frameworks, build security compliance programs, manage policies and standards, and collaborate...

Tower Research Capital is seeking a Compliance Officer to join their Legal and Compliance team. The role involves providing compliance advice, maintaining compliance programs, monitoring regulatory de...

The Senior Compliance Analyst for the Division of Asset Management will oversee compliance monitoring for buildings receiving Tax Credit and HOME funds, managing a team to ensure adherence to affordab...

The Compliance Testing Officer is responsible for executing independent compliance testing for the U.S. Compliance Testing Program, supporting various stages of the testing lifecycle. This role involv...

The Compliance Advisor will support the execution of CIBC Bank USA and CIBC Inc.'s Compliance Risk Management program, focusing on consumer deposit, lending, and credit-related laws and regulations. T...

The Compliance Director for Registered Funds will work with key stakeholders to develop and deliver regulatory compliance arrangements for Coller Capital's Private Wealth Secondaries Solutions busines...

The Lead Compliance Analyst will be part of the compliance team supporting Robinhood's money transmitter and credit card products. Responsibilities include overseeing regulatory adherence, developing...

The Compliance Advisor Manager will provide expert regulatory advice and guidance on compliance with the New Market Tax Credits Program and related activities within the Capital Markets division. This...

The Compliance Manager at LG Ad Solutions will oversee risk assessment processes, compliance reviews, and vendor assessments, while supporting the Chief Privacy Officer in information security matters...

The Compliance Manager, Contractor & Supplier Diversity will assist with developing and monitoring Minority and Women-Owned Business Enterprise (MWBE) and Service-Disabled Veteran-Owned Business (SDVO...

The Senior CRA Officer-CRA Program Manager will develop and manage the Bank's CRA strategy, ensuring its successful implementation while serving as the key contact for stakeholders on CRA issues. This...

The Compliance Specialist at ABCO Maintenance is responsible for ensuring the company adheres to industry laws and regulations while maintaining ethical standards. This role involves developing compli...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Program Support Analyst at Everest Global Services, Inc. will collaborate with Compliance Officers to create and maintain controls over legal and regulatory compliance and ethics risks...

The Treasury Analyst will support the Treasury Control Team by focusing on compliance, managing user access to banking systems, and ensuring adherence to Treasury policies. This role requires collabor...

The Compliance Manager is responsible for monitoring employee walk-ins to register complaints, provide guidance on compliance matters, and conduct investigations. The role involves supporting the Comp...

The Compliance Manager is responsible for monitoring employee walk-ins to register complaints, submit questions on ethics, and provide guidance on compliance matters. The role involves conducting inve...

The Compliance Director for Private Wealth will work with key stakeholders to develop and implement regulatory compliance programs for the Private Wealth Secondaries Solutions (PWSS) business globally...