Auditing & Compliance Jobs

Audit Manager

The Audit Manager will work in a collaborative environment, leading diverse engagements, and developing team members; this includes managing audit fieldwork and team members to ensure audits are compl...

Manager, Business Controls, Wealth Advice

The Manager, Business Controls, Wealth Advice is responsible for developing and implementing Continuing Education pathways for licensed individuals within Wealth Advice. They will collaborate with int...

Audit Manager II, ICFR Program Management

The Audit Manager II, ICFR Program Management role is responsible for overseeing the Bank's Internal Controls on Financial Reporting (ICFR) program, including enhancing the program, delivering meaning...

Manager, Internal Controls

Document findings of test audits and results for presentation to management, including tracking of any identified control deficiencies and related remediation...

Senior Compliance Program manager, Risk and Compliance

Seeking a Senior Compliance Program Manager to join the Risk and Compliance Solutions' North America Compliance Office. Responsible for implementing compliance and risk management solutions for AML an...

Manager, SOX Compliance

Work with process owners to provide sufficient support to evidence control performance, and coordinate with our internal and external auditors and advisors on provided by client document requests...

Senior Compliance Analyst

Collaboration in firm level annual risk assessments. Identification and enforcement of regulatory rule infractions and violations. Management of compliance team projects. Execution of daily supervisio...

DOT Compliance Coordinator

Works with HR team to ensure all new hire employee records are accurate, and entered timely.

Chief Compliance Officer, Retirement & Wealth Planning

Develop and recommend workable action plans for identifying and correcting material compliance weaknesses.

Chief Compliance Officer, Retirement & Wealth Planning

Outstanding written and verbal communication skills with demonstrated ability to think analytically and strategically to solve problems and implement solutions...

Chief Compliance Officer, Retirement & Wealth Planning

Develop and maintain key risk and performance metrics and provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation of the compliance progra...

Financial Analyst Mid/Senior

Gather and analyze diverse and complex information on funding, costing, and workforce issues; research variances to plans and allocations; implement corrective actions as appropriate and perform compl...

Manager, Operational Corporate Audit

Develop an annual risk based audit plan focused on the company’s key risks and management’s concerns.

Senior Audit Manager - International Compliance

The Senior Audit Manager - International Compliance is a senior level management position responsible for providing strategic direction, leadership, and coordination of compliance risk coverage for in...

Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance

The Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance is a senior level management position responsible for providing strategic direction, leadership, and coordinatio...

Director, Head of Anti Fraud Audit

The Director, Head of Anti Fraud Audit is responsible for establishing and implementing anti-fraud compliance and risk models, leading and executing anti-fraud audits, and ensuring compliance with reg...

Chief Ethics and Compliance Officer

Carrying out risk assessments and compliance reviews to ensure that policies and procedures are being followed.

Senior Auditor (Hybrid)

The Senior Auditor is responsible for managing a small team in performing moderately complex audits and assessments of Citi's risk and control environments. They contribute to the development of audit...

Senior Auditor (AVP) ICG Global Spread Products (Hybrid)

The Senior Auditor is responsible for managing a small team in performing audits and assessments of Citi's risk and control environments. They provide value-added perspectives and advisory services to...

Financial Crimes Policy Adherence Head - AML/KYC Policy Execution Sr Group Manager - Hybrid - C15

The Financial Crimes Policy Adherence Head - AML/KYC Policy Execution Sr Group Manager is responsible for managing and ensuring adherence to financial crimes policies and regulations. They will work w...

Lead Compliance Tester

Create and maintain testing work papers and supporting documentation, write reports regarding compliance testing results.

Senior Compliance Tester – Third Party Risk Testing

Evaluates business policy, procedure, training, and processes with respect to regulatory requirements.

Principal Compliance Tester

Creates and maintains testing work papers and supporting documentation. Drafts written reports regarding compliance testing results.

Audit Manager/Senior Manager (Internal Audit)

The Audit Manager/Senior Manager (Internal Audit) is responsible for planning and leading audit projects to deliver high-quality results. They will work closely with business units, develop audit prog...

Manager - Internal Controls (SOX Compliance)

Demonstrate initiative to improve operations; ability to analyze existing processes and identify areas for improvement and make recommendations.