Trading Systems Regulatory and Compliance Technical Business Analyst

Salary depends on experience
Posted on 10/25/17
8 - 10 years experience
Financial Services
Salary depends on experience
Posted on 10/25/17

Job Description

Acts as a liaison between regulatory client area and technical organization by planning, conducting, and directing the analysis of highly complex regulatory problems to be solved with automated regulatory survelliance systems. Provides technical assistance in identifying, evaluating, and developing systems and procedures that are cost effective and meet business and compliance requirements. Works with compliance and technology user groups to provide training, resolve questions, assess user needs, and recommend changes. Prepares specifications for regulatory surveliiance system changes. Recommends and initiates systems testing. Acts as an internal consultant within technology and compliance/business groups by using quality tools and process definition/improvement to re-engineer technical processes for greater efficiencies. Provides direction and guidance to less experienced staff.

Required Qualifications

  • 7+ years of business systems analysis experience, business systems design experience, or a combination of both
  • 7+ years of compliance and regulatory systems experience
  • 7+ years of information technologyexperience
  • 7+ years of client relationship management experience
  • A BS/BA degree or higher

Desired Qualifications

  • Excellent verbal, written, and interpersonal communication skills
  • A Masters of Business Administration (MBA)
  • 7+ years of capital markets experience
  • 7+ years of analytical experience
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