At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Wholesale Banking provides financial solutions to businesses across the United States and globally. Our nine major business lines include Business Banking, Middle Market Banking, Government and Institutional Banking, Corporate Banking, Commercial Real Estate, Financial Institutions Group, Wells Fargo Commercial Capital, Wells Fargo Securities, and the Investment Portfolio. We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses.
This position, within the Investment Banking and Capital Markets (IBCM) COO Organization, will provide additional support in managing, maintaining, and executing core business critical processes generally focused on operational, compliance, and regulatory risk. This is a critical position that will work closely with IBCM COO Team, Compliance, Legal, and Risk partners to ensure that existing risk program and initiatives are effectively executed, as well as to work to identify areas for improvement and enhancements to strengthen the IBCM front line risk control environment. Key risk programs covered include Information Protection, Books & Records, Gift and Entertainment, Vendor, Data Loss Prevention, Conduct, Training and all aspects of business supervision.
This Team Member will need to be able to manage multiple projects and ongoing responsibilities generally with fixed and tight deadlines. The position requires strong attention to detail, careful documentation of activity and the ability to build and maintaining strong relationships with key support partners.
Specific responsibilities include, but are not limited to:
This role will be based in New York City or Charlotte.
Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.